Randall D. Kress
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Duane Kress, who also goes by Randy Kress, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 2001. Randall had worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - September 19, 2012
THE DIVERSIFIED GROUP
June 16, 2011 - December 31, 2011
THE DIVERSIFIED GROUP
May 2, 2011 - September 19, 2012
W R RICE FINANCIAL SERVICES, INC.
June 9, 2008 - February 8, 2010
RIDGEWAY CONGER ADVISORY SERVICES
March 28, 2008 - December 31, 2009
FORTUNE FINANCIAL SERVICES, INC.
July 23, 2007 - December 6, 2007
TRIAD ADVISORS LLC
October 10, 2006 - May 25, 2007
NEW ENGLAND SECURITIES
June 10, 2004 - March 18, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 28, 2004 - March 18, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 11, 2003 - November 11, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 9, 2001 - November 12, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 23, 2001 - August 10, 2001
DREYFUS INVESTMENT SERVICES COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
THE DIVERSIFIED GROUP
CRD#: 151960 / SEC#:
Contact information
Red Flags
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