Bruce D. Mcallister
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Dyke Mcallister was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1971. Bruce had worked at 6 firms and has passed the Series 63, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 1979 - June 21, 1993
BMI FINANCIAL GROUP
May 28, 1976 - July 5, 1979
CAPITAL CONCEPTS INVESTMENT CORP.
March 10, 1976 - October 19, 1979
INVESTOGENIC SERVICES, INC.
February 1, 1974 - April 13, 1976
CINCINNATI ANALYSTS, INC.
October 7, 1971 - February 1, 1974
FML FUNDS DISTRIBUTION COMPANY
May 13, 1971 - January 19, 1974
CAPITAL ANLYSTS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/6/1971
Registered Representative ExaminationF04
Date: 4/7/1977
Financial Principal ExaminationSeries 40
Date: 12/13/1976
Registered Principal ExaminationCurrent Firm
BMI FINANCIAL GROUP
CRD#: 7926 / SEC#: , 8-27037
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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