Gabriela T. Trower
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabriela T Trower, who also goes by Gabriela De Lourdes Toscanelli, Gabriela T Trower Gaby, Gabriela Trower Toscanelli, was a registered financial professional .
Gabriela is a previously registered financial professional and started their career in finance in 2000. Gabriela had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2018 - December 12, 2018
NATIONAL WEALTH MANAGEMENT GROUP, LLC
February 27, 2018 - December 27, 2018
LPL FINANCIAL LLC
March 19, 2015 - December 15, 2017
CREAND MANAGEMENT
December 2, 2014 - December 15, 2017
CREAND SECURITIES
June 21, 2012 - November 17, 2014
HSBC SECURITIES (USA) INC.
May 25, 2011 - May 9, 2012
HAPOALIM SECURITIES USA, INC.
April 21, 2005 - May 16, 2011
BRICKELL GLOBAL MARKETS, INC.
September 18, 2001 - April 15, 2005
ICBC STANDARD SECURITIES INC.
January 13, 2001 - August 30, 2001
DEUTSCHE BANK SECURITIES INC.
April 20, 2000 - January 13, 2001
DB ALEX. BROWN LLC
Primary Firm SEC Registration
NATIONAL WEALTH MANAGEMENT GROUP, LLC
CRD#: 174883 / SEC#: 801-80983
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL WEALTH MANAGEMENT GROUP, LLC
CRD#: 174883 / SEC#: 801-80983
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,066 |
| AUM (Assets Under Management) | $ 325,727,820 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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