Philip J. Sparacino
Professional summary
Philip Joseph Sparacino was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Philip is a previously registered financial professional and started their career in finance in 2007. Prior to being barred, Philip had worked at 6 firms, which includes FIRST STANDARD FINANCIAL COMPANY LLC, ALEXANDER CAPITAL L.P., BROOKSTONE SECURITIES INC., MERCER CAPITAL LTD., NEWBRIDGE SECURITIES CORPORATION, INVESTORS CAPITAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2014 - October 22, 2019
FIRST STANDARD FINANCIAL COMPANY LLC
June 20, 2012 - June 27, 2014
ALEXANDER CAPITAL, L.P.
May 11, 2010 - June 21, 2012
BROOKSTONE SECURITIES, INC.
February 27, 2008 - January 5, 2010
MERCER CAPITAL LTD.
January 25, 2008 - February 26, 2008
NEWBRIDGE SECURITIES CORPORATION
June 27, 2007 - January 17, 2008
INVESTORS CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Series 42
Date: 1/3/2015
Registered Options Representative ExaminationSeries 62
Date: 6/26/2007
Corporate Securities Limited Representative ExaminationCurrent Firm
FIRST STANDARD FINANCIAL COMPANY LLC
CRD#: 168340 / SEC#: , 8-69300
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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