Jeffrey T. Liddle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Thomas Liddle, who also goes by Jeffrey T Liddle, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1999. Jeffrey had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2018 - September 13, 2022
KESTRA INVESTMENT SERVICES, LLC
October 31, 2013 - September 14, 2017
TRANSAMERICA CAPITAL, LLC
April 9, 2008 - October 21, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
March 14, 2006 - March 4, 2008
LORD, ABBETT & CO. LLC
March 13, 2006 - March 4, 2008
LORD ABBETT DISTRIBUTOR LLC
September 13, 2002 - February 28, 2006
JOHN HANCOCK DISTRIBUTORS LLC
September 13, 2002 - February 28, 2006
JOHN HANCOCK DISTRIBUTORS LLC
May 30, 2001 - August 13, 2002
UBS FINANCIAL SERVICES INC.
May 22, 2001 - August 13, 2002
UBS FINANCIAL SERVICES INC.
September 13, 1999 - May 18, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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