Bryan A. Duckett

DUCKETT WEALTH MANAGEMENT

IRVINE, CA 92614

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CRD#: 3243688

Professional summary

Bryan Alan Duckett, who also goes by Bryan A Duckett, is a registered financial advisor currently at DUCKETT WEALTH MANAGEMENT located in Irvine, California.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Bryan has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bryan A Duckett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Duckett Wealth Management, 3281 E. Guasti Rd. Suite 700 Ontario, CA 91761, Investment Advice, Finacial Planning, retirement Planning, Portfolio Managment, financial advive and insurance planning. Investment Related, Yes; Title: Finacial Advisor, Start Date (10/1/2019); 160 hours devoted to other business per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Alan Duckett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2022 - Present

DUCKETT WEALTH MANAGEMENT

Office #1: 17875 Von Karman Avenue Suite 150, Irvine, CA 92614

RIA

CRD#: 321880

IRVINE, CA

Past

January 21, 2022 - March 21, 2024

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

Rancho Cucamonga, CA

Past

July 10, 2015 - December 31, 2021

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

RANCHO CUCAMONGA, CA

Past

June 16, 2015 - May 30, 2024

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

RALEIGH, NC

Past

September 3, 2004 - June 23, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

ONTARIO, CA

Past

September 3, 2004 - June 23, 2015

LPL FINANCIAL LLC

CRD#: 6413

ONTARIO, CA

Past

February 18, 2000 - September 14, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ONTARIO, CA

Past

September 16, 1999 - September 14, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/1/2004

General Securities Principal Examination

Current Firm

DUCKETT WEALTH MANAGEMENT

DUCKETT WEALTH MANAGEMENT | DUCKETT WEALTH MANAGEMENT LLC

CRD#: 321880 / SEC#:

California

Registered Investment Advisory firm - (12/19/2022 Approved)

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Contact information

Main Address

17875 Von Karman Avenue Suite 150, Irvine, CA 92614

Mailing Address

Phone number

(949) 892-1456

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	109
AUM (Assets Under Management)	$ 48,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan A. Duckett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Alan Duckett's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODERN CAPITAL ADVISORS, LLC

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/15/1999

Series 24

Date: 12/1/2004

Current Firm

DUCKETT WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DUCKETT WEALTH MANAGEMENT

TRUST BUT VERIFY

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