Marquette J. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marquette Jacques Reed, who also goes by Jacques Reed, Marquette Jacques Reed, was a registered financial professional .
Marquette is a previously registered financial professional and started their career in finance in 1999. Marquette had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2024 - May 11, 2026
D.A. DAVIDSON & CO.
August 2, 2023 - June 17, 2024
ALLIANCE-ONE INVESTMENTS, LLC
December 2, 2021 - June 24, 2022
CETERA INVESTMENT SERVICES LLC
December 2, 2021 - June 24, 2022
CETERA FINANCIAL SPECIALISTS LLC
December 2, 2021 - June 24, 2022
CETERA WEALTH SERVICES, LLC
March 8, 2021 - June 24, 2022
CETERA ADVISORS LLC
June 8, 2020 - December 2, 2020
USAA INVESTMENT SERVICES COMPANY
March 19, 2019 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
October 18, 2018 - February 25, 2019
T. ROWE PRICE INVESTMENT SERVICES, INC.
August 14, 2018 - August 22, 2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
November 6, 2013 - March 2, 2018
OSAIC WEALTH, INC.
May 29, 2007 - December 8, 2011
CITIGROUP GLOBAL MARKETS INC.
April 28, 2000 - May 29, 2007
CITICORP INVESTMENT SERVICES
August 11, 1999 - February 16, 2000
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
D.A. DAVIDSON & CO.
CRD#: 199 / SEC#: 801-45761, 8-2399
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
D.A. DAVIDSON & CO.
CRD#: 199 / SEC#: 801-45761, 8-2399
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| D.A. DAVIDSON COMPANIES | HOLDING COMPANY | |
| BEAUPREZ, JACQUELINE ANN | SVP, GENERAL COUNSEL | 4075012 |
| CRONK, JAMES LEE | PRINCIPAL OPERATIONS OFFICER | 1104799 |
| DISPENSE, MARC RUSSELL | PRESIDENT, FIXED INCOME CAPITAL MARKETS | 4655410 |
| MARTINEZ, LAWRENCE TODD | CHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR | 4596308 |
| MCCUBBIN, JARED C | SVP, CHIEF COMPLIANCE OFFICER | 4969077 |
| MCKINNEY, RORY ADAM | PRESIDENT, EQUITY CAPITAL MARKETS | 4735577 |
| PURPURA, MICHAEL JOSEPH | PRESIDENT, WEALTH MANAGEMENT, DIRECTOR | 2095576 |
| ZADICK, JUSTINE MILNE | PRINCIPAL FINANCIAL OFFICER | 6452559 |
Regulatory assets under management
| Total Number of Accounts | 92,146 |
| AUM (Assets Under Management) | $ 41,839,245,699 |
Disclosures
| Regulatory Event | 41 |
| Arbitration | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/13/2025 | ||
| 09/27/2024 | ||
| 11/13/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
