Stephen B. Browne

SECOND LINE CAPITAL

METAIRIE, LA 70002

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CRD#: 3243518

Professional summary

Stephen Brennan Browne, who also goes by Stephen Brennan Browne, Stephen B. Browne, is a registered financial advisor currently at SECOND LINE CAPITAL, LLC located in Metairie, Louisiana.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stephen has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Brennan Browne | Stephen B. Browne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/04/2021 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/04/2021 - Time Spent 100% 2. 06/28/2023 - Second Line Capital, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/11/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - I provide investment advisory services through Second Line Capital, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/05/2023 - Faubourg Private Wealth LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 02/04/2021 - 160 Hours Per Month/ 8 Hours During Securities Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Brennan Browne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2023 - Present

SECOND LINE CAPITAL, LLC

Office #1: 2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002

RIA

CRD#: 324386

METAIRIE, LA

Past

February 18, 2021 - May 18, 2023

ADVISOR RESOURCE COUNCIL

RIA

CRD#: 164109

Metairie, LA

Past

February 4, 2021 - December 22, 2023

LPL FINANCIAL LLC

CRD#: 6413

METAIRIE, LA

Past

October 1, 2012 - February 18, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

METAIRIE, LA

Past

October 1, 2012 - February 18, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

METAIRIE, LA

Past

October 11, 2006 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

METAIRIE, LA

Past

October 10, 2006 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

METAIRIE, LA

Past

July 16, 2002 - December 2, 2005

BECKER & SUFFERN, LTD.

CRD#: 39905

MANDEVILLE, LA

Past

October 3, 2001 - July 15, 2002

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

July 29, 1999 - October 3, 2001

CAPITAL ONE INVESTMENTS, LLC

CRD#: 17526

NEW ORLEANS, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECOND LINE CAPITAL, LLC

CRD#: 324386 / SEC#: 801-127790

RIA

Registered Investment Advisory firm - (9/19/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/1999

General Securities Representative Examination

Current Firm

SECOND LINE CAPITAL, LLC

CRD#: 324386 / SEC#: 801-127790

RIA

Registered Investment Advisory firm - (9/19/2023 Approved)

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Contact information

Main Address

2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002

Mailing Address

Phone number

(504) 321-0923

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR SECOND LINE CAPITAL, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	2,502
AUM (Assets Under Management)	$ 723,038,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen B. Browne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Brennan Browne's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISOR RESOURCE COUNCIL

LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BECKER & SUFFERN, LTD.

LEGG MASON WOOD WALKER, INCORPORATED

CAPITAL ONE INVESTMENTS, LLC

Primary Firm SEC Registration

SECOND LINE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/2001

Series 63

Date: 12/16/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/28/1999

Current Firm

SECOND LINE CAPITAL, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECOND LINE CAPITAL, LLC

TRUST BUT VERIFY

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