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AH

Andrea Hill

CRD#: 3243479
Some features on this profile are disabled
AH
Andrea Hill

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrea Hill, who also goes by Andrea Horne, Andrea Morgan, was a registered financial professional .

Andrea is a previously registered financial professional and started their career in finance in 2001. Andrea had worked at 15 firms and has passed the Series 66, Series 63, Series 99TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrea Horne | Andrea Morgan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 20, 2026 - June 5, 2026

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
Sparks, NV
Past

February 19, 2026 - June 5, 2026

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

July 21, 2025 - December 17, 2025

HEDGECO SECURITIES, LLC

BD
CRD#: 142498
WEST PALM BEACH, FL
Past

January 23, 2024 - April 29, 2025

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
Sparks, NV
Past

January 19, 2024 - April 29, 2025

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN
Past

January 19, 2024 - April 29, 2025

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SCHAUMBURG, IL
Past

January 19, 2024 - April 29, 2025

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

January 19, 2024 - April 29, 2025

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

August 17, 2021 - June 28, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SALT LAKE CITY, UT
Past

August 17, 2021 - June 28, 2022

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

June 15, 2020 - March 4, 2021

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA
CRD#: 175083
DRAPER, UT
Past

October 3, 2019 - June 1, 2020

NEW MILLENNIUM GROUP

RIA
CRD#: 299249
SANDY, UT
Past

September 5, 2018 - October 2, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
MIDVALE, UT
Past

September 4, 2018 - October 2, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MIDVALE, UT
Past

March 22, 2018 - September 12, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
ST. GEORGE, UT
Past

March 21, 2018 - September 12, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
ST. GEORGE, UT
Past

January 3, 2011 - April 6, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAINT GEORGE, UT
Past

January 3, 2011 - April 6, 2016

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAINT GEORGE, UT
Past

August 16, 2005 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
ST. GEORGE, UT
Past

May 16, 2005 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
ST. GEORGE, UT
Past

November 23, 2004 - April 28, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

June 14, 2004 - November 15, 2004

ZIONS DIRECT, INC.

BD
CRD#: 17776
SALT LAKE CITY, UT
Past

January 26, 2004 - June 15, 2004

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

October 8, 2001 - September 5, 2003

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/8/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/27/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/19/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 6TO
Date: 7/21/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/5/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644

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