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MJ

Michael D. Jones

COUNTERPOINT FUNDS
Maple Glen, PA
Some features on this profile are disabled
CRD#: 3243397
MJ

Professional summary

Michael David Jones is a registered financial advisor currently at COUNTERPOINT FUNDS located in Maple Glen, Pennsylvania and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Jones's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 15, 2026 - Present

COUNTERPOINT FUNDS

RIA
CRD#: 172379
Maple Glen, PA
Current

March 12, 2025 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022
BD
CRD#: 126159
Elkhorn, NE
Past

December 3, 2012 - August 8, 2024

HARTFORD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45995
WAYNE, PA
Past

February 19, 2003 - December 3, 2012

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

July 23, 1999 - February 26, 2003

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COUNTERPOINT FUNDS
COUNTERPOINT FUNDS | COUNTERPOINT MUTUAL FUNDS, LLC | COUNTERPOINT FUNDS LLC

CRD#: 172379 / SEC#: 801-80197

RIA
Registered Investment Advisory firm - (9/15/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/12/2025)
IAR
California
(4/15/2026)
RR
Nebraska
(3/12/2025)
RR
Pennsylvania
(3/12/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/13/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/30/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/8/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/22/1999
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CF
COUNTERPOINT FUNDS
COUNTERPOINT FUNDS | COUNTERPOINT MUTUAL FUNDS, LLC | COUNTERPOINT FUNDS LLC

CRD#: 172379 / SEC#: 801-80197

RIA
Registered Investment Advisory firm - (9/15/2014 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
12770 High Bluff Drive Suite 380, San Diego, CA 92130
Mailing Address
Phone number
(858) 771-4000
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2 A AND B COUNTERPOINT (9/12/2025)

Regulatory assets under management

Total Number of Accounts5
AUM (Assets Under Management)$ 2,634,655,794

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COUNTERPOINT FUNDS

CRD#: 172379Maple Glen, PA

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