MS
Manish C. Shah
FORTIS CAPITAL ADVISORS
Princeton, NJ 08540
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CRD#: 3243306
MS
Professional summary
Manish C Shah is a registered financial advisor currently at FORTIS CAPITAL ADVISORS, LLC located in Princeton, New Jersey.
Manish is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Manish has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PRINCIPAL OF NEXT HORIZON WB LLC, WHICH MANAGES REAL ESTATE AND RELATED ENTITIES, INVESTMENT-RELATED, STARTED IN 01/2014 AND IS LOCATED IN NJ AND NY. MR. SHAH CURRENTLY SPENDS ABOUT 25 HOURS A MONTH ON THIS ACTIVITY AND 15 HOURS ARE DEVOTED DURING SECURITY TRADING HOURS. 2) MEMBER OF KISMET PARTNERS WHICH INVESTS FAMILY MONEY. IT IS INVESTMENT-RELATED AND IS LOCATED IN NY. STARTED IN 2003 AND DEVOTES ABOUT 3 HOURS PER MONTH TO THIS BUSINESS. 3) MANAGER OF COMPREHENSIVE CARE CENTER LLC. NOT INVESTMENT RELATED AND IS LOCATED IN NJ. STARTED IN 2012 AND DEVOTES 1 HOUR PER MONTH TO THIS BUSINESS. 4) HARVARD ALUMNI REAL ESTATE BOARD, 86 BRATTLE ST. CAMBRIDGE, MA 02138, NOT INVESTMENT-RELATED, START 03/2022, MEMBER, 1 HOUR PER MONTH, NOT DURING TRADING HOURS. 5) ADVISOR TO THE LONDON FUND, LOCATED IN MA, INVESTMENT-RELATED, VENTURE CAPITAL/INCUBATOR FUND FOR START-UP BUSINESS FUNDING AND DEVELOPMENT, START 01/2014, 5 HOURS PER MONTH DURING TRADING HOURS. 6) TWO KINGS REAL ESTATE, 1115 BROADWAY, NEW YORK, NY 10010, INVESTMENT RELATED, STARTED 01/2014, REAL ESTATE INVESTMENT COMPANY, PRINCIPAL, 10 HOURS PER MONTH, 5 HOUR DURING TRADING HOURS. 7) PALLADIUS CAPITAL MANAGEMENT, LLC, 701 BRAZOS SUITE 1530, AUSTIN, TX 78701, REAL ESTATE INVESTING, STARTED 04/2021, SENIOR MANAGING DIRECTOR, 180 HOURS PER MONTH DURING TRADING HOURS 8) BOARD OF ADVISORS, YALE JACKSON SCHOOL OF GLOBAL AFFAIRS, NEW HAVEN CT, NOT INVESTMENT-RELATED, 1 HOUR PER MONTH, NOT DURING TRADING HOURS BOARD OF ADVISOR.
CRS (Client Relationship Summary) - RIA
Click below to view Manish C Shah's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2022 - Present
FORTIS CAPITAL ADVISORS, LLC
Office #1: 206 Rockingham Row, Suite 200, Princeton, NJ 08540RIA
CRD#: 309709
Princeton, NJ
Past
July 2, 2014 - April 29, 2015
MM GLOBAL SECURITIES, INC.
BD
CRD#: 2509
NEW YORK, NY
Past
January 27, 2014 - March 7, 2023
NEXT HORIZON ADVISORS LLC
RIA
CRD#: 169844
PRINCETON, NJ
Past
November 12, 2010 - July 2, 2012
BHARGAVA CAPITAL
BD
CRD#: 131817
FRANKLIN LAKES, NJ
Past
June 6, 2008 - December 31, 2008
NORTHEAST SECURITIES, LLC
BD
CRD#: 25996
MITCHELFIELD, NY
Past
October 20, 2004 - June 20, 2006
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
October 4, 1999 - April 5, 2001
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
Registered Investment Advisory firm - (8/28/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(5/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
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Contact information
Main Address
7301 Mission Road Suite 326, Prairie Village, KS 66208
Mailing Address
Phone number
(913) 222-8862
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,774 |
| AUM (Assets Under Management) | $ 1,212,196,068 |
Red Flags
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Company Information
FORTIS CAPITAL ADVISORS, LLC
CRD#: 309709Princeton, NJ 08540TRUST BUT VERIFY
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