KM
Kathleen T. Mccarthy
BLACKSTONE SECURITIES PARTNERS L.P.
New York, NY 10154
Some features on this profile are disabled
CRD#: 3243119
KM
Professional summary
Kathleen Theresa Mccarthy, who also goes by Mccarthy-baldwin T. Kathleen, Kathleen T Mccarthy, Kathleen T. Mccarthy-baldwin, Kathleen Theresa Mccarthy-baldwin, is a registered financial professional currently at BLACKSTONE SECURITIES PARTNERS L.P. located in New York, New York.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2000. Kathleen has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Mccarthy-Baldwin T. Kathleen | Kathleen T Mccarthy | Kathleen T. Mccarthy-Baldwin | Kathleen Theresa Mccarthy-Baldwin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kathleen Theresa Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 19, 2010 - Present
BLACKSTONE SECURITIES PARTNERS L.P.
Office #1: 345 Park Avenue, New York, NY 10154BD
CRD#: 17917
New York, NY
Past
September 12, 2000 - October 14, 2010
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/3/2011)
RR
Alaska(5/3/2011)
RR
Arizona(5/3/2011)
RR
Arkansas(5/3/2011)
RR
California(5/3/2011)
RR
Colorado(5/3/2011)
RR
Connecticut(5/3/2011)
RR
Delaware(5/3/2011)
RR
District of Columbia(5/3/2011)
RR
Florida(5/3/2011)
RR
Georgia(5/3/2011)
RR
Hawaii(5/3/2011)
RR
Idaho(5/3/2011)
RR
Illinois(5/3/2011)
RR
Indiana(5/3/2011)
RR
Iowa(5/3/2011)
RR
Kansas(5/3/2011)
RR
Kentucky(5/3/2011)
RR
Louisiana(5/3/2011)
RR
Maine(5/3/2011)
RR
Maryland(5/3/2011)
RR
Massachusetts(5/3/2011)
RR
Michigan(5/3/2011)
RR
Minnesota(5/3/2011)
RR
Mississippi(5/3/2011)
RR
Missouri(5/3/2011)
RR
Montana(5/3/2011)
RR
Nebraska(5/3/2011)
RR
Nevada(5/3/2011)
RR
New Hampshire(5/3/2011)
RR
New Jersey(10/19/2010)
RR
New Mexico(5/3/2011)
RR
New York(11/1/2010)
RR
North Carolina(5/4/2011)
RR
North Dakota(5/3/2011)
RR
Ohio(5/4/2011)
RR
Oklahoma(5/3/2011)
RR
Oregon(5/3/2011)
RR
Pennsylvania(5/3/2011)
RR
Puerto Rico(5/3/2011)
RR
Rhode Island(5/3/2011)
RR
South Carolina(5/3/2011)
RR
South Dakota(5/3/2011)
RR
Texas(5/3/2011)
RR
Utah(5/3/2011)
RR
Vermont(5/3/2011)
RR
Virgin Islands(5/3/2011)
RR
Virginia(5/3/2011)
RR
Washington(5/3/2011)
RR
West Virginia(5/3/2011)
RR
Wisconsin(5/3/2011)
RR
Wyoming(5/3/2011)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 9/11/2000
Corporate Securities Limited Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BLACKSTONE SECURITIES PARTNERS L.P.
BLACKSTONE ADVISORY PARTNERS L.P. | THE BLACKSTONE GROUP L.P. | THE BLACKSTONE GROUP | BLACKSTONE SECURITIES PARTNERS L.P. | BLACKSTONE CAPITAL MARKETS | BLACKSTONE ADVISORY SERVICES L.P.
CRD#: 17917 / SEC#: , 8-35941
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
345 Park Avenue, New York, NY 10154-0191
Mailing Address
601 Lexington Avenue 28th Floor, New York, NY 10022
Phone number
(212) 583-5000
Established
Delaware since 09/27/1988
Firm type
Partnership
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | |
| BALLAS, ZACHARY | DESIGNATED PRINCIPAL | 6563232 |
| BLACKSTONE ADVISORY SERVICES L.L.C. | GENERAL PARTNER | |
| DEROSE, ANTHONY | CHIEF COMPLIANCE OFFICER | 5553578 |
| PAYNE, DAVID BRYAN | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP | 4984877 |
| SCHWARZMAN, STEPHEN ALLEN | CHAIRMAN & CEO | 861435 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
