Eric J. Phillips
Professional summary
Eric James Phillips is a registered financial professional currently at LEVEL FOUR FINANCIAL, LLC located in Memphis, Tennessee.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric James Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2007 - Present
LEVEL FOUR FINANCIAL, LLC
Office #1: 5119 Summer Avenue Ste 405, Memphis, TN 38117December 6, 2004 - September 14, 2007
YOUNG, STOVALL AND COMPANY
August 13, 1999 - December 7, 2004
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2008)
(9/19/2007)
(5/7/2009)
(3/7/2017)
(7/16/2025)
(9/19/2007)
(7/7/2021)
(6/19/2008)
(7/14/2011)
(9/19/2007)
(9/19/2007)
(11/19/2012)
(8/5/2020)
(3/26/2025)
(3/10/2017)
(2/1/2022)
(3/11/2009)
(11/18/2009)
(10/9/2007)
(11/12/2007)
(1/6/2011)
Exams
FINRA
Current Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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Company Information
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700Memphis, TN 38117TRUST BUT VERIFY
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