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Michael J. Black

FIRST HILL SECURITIES
Seattle, WA
Some features on this profile are disabled
CRD#: 3242911
MB

Professional summary

Michael J. Black, who also goes by Michael J Black, is a registered financial professional currently at FIRST HILL SECURITIES, LLC located in Seattle, Washington.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael J Black

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael J. Black's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 20, 2016 - Present

FIRST HILL SECURITIES, LLC

BD
CRD#: 166445
Seattle, WA
Past

June 15, 2001 - January 12, 2007

D.A. DAVIDSON & CO.

BD
CRD#: 199
SEATTLE, WA
Past

June 9, 2000 - April 10, 2001

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

April 26, 2000 - May 19, 2000

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(8/11/2016)
RR
Washington
(7/20/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 6/28/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 5/16/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/24/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FH
FIRST HILL SECURITIES, LLC
FIRST HILL SECURITIES, LLC

CRD#: 166445 / SEC#: , 8-69212

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
6800 S. Dawson Circle, Suite 227, Centennial, CO 80112
Mailing Address
6800 S. Dawson Circle, Suite 127, Centennial, CO 80112
Phone number
(303) 953-1981
Established
Colorado since 10/15/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST HILL PARTNERS, LLCMANAGING MEMBER
KINZER, CAROL ANNFINOP4519471
SUSSMAN, JEFFREY HAROLDMEMBER, CHIEF COMPLIANCE OFFICER4649343
WOOD, RICHARD JAMESMEMBER4012334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST HILL SECURITIES, LLC

CRD#: 166445Seattle, WA

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