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Michael J. Black

FIRST HILL SECURITIES
Mercer Island, WA
·CRD# 3242911·26 years experience

Professional Summary

Michael J. Black, who also goes by Michael J Black, is a registered financial advisor currently at FIRST HILL SECURITIES, LLC located in Mercer Island, Washington. Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael J Black

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

FIRST HILL SECURITIES, LLC·CRD# 166445
BD
Mercer Island, WA
July 20, 2016 - Present
D.A. DAVIDSON & CO.·CRD# 199
BD
Seattle, WA
June 15, 2001 - January 12, 2007
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
June 9, 2000 - April 10, 2001
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
April 26, 2000 - May 19, 2000

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Current Firm

FH
FIRST HILL SECURITIES, LLC

FIRST HILL SECURITIES, LLC

CRD#: 166445 / SEC#: 8-69212
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

6800 S. Dawson Circle, Suite 227, Centennial, CO 80112

Mailing Address

6800 S. Dawson Circle, Suite 227, Centennial, CO 80112

Phone Number

(303) 953-1981

Established

Colorado since 10/15/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST HILL PARTNERS, LLCMANAGING MEMBER—
KINZER, CAROL ANNFINOP4519471
SUSSMAN, JEFFREY HAROLDMEMBER, CHIEF COMPLIANCE OFFICER4649343
WOOD, RICHARD JAMESMEMBER4012334

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(8/11/2016)
RR
Washington
(7/20/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed May 2016About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Jan 2000About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael J. Black's CRS (Customer Relationship Summary).

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