Sharon D. Gerlach

EAGLE STRATEGIES LLC

PORTLAND, OR 97223

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CRD#: 3242906

Professional summary

Sharon Denise Gerlach, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Portland, Oregon and NYLIFE SECURITIES LLC located in Portland, Oregon.

Sharon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Sharon has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Hillsdale Condominium Association HOA; Homeowners association for my condo. ; 2403 SW Nebraska St. Portland, OR 97239; Start Date 01/2026; Role/Title: Board Member; Investment Related; 5 hours per month; 0 hours per month during securities trading hours; Attend board meetings, make decisions related to Condo maintenance in conjunction with other board members.]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Denise Gerlach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

May 17, 2023 - Present

EAGLE STRATEGIES LLC

Office #1: 10260 Sw Greenburg Rd 4th Flr Ste 426, Portland, OR 97223

RIA

CRD#: 110826

PORTLAND, OR

Current

May 31, 2022 - Present

NYLIFE SECURITIES LLC

Office #1: 10260 Sw Greenburg Road Suite 1150, Portland, OR 97223

CRD#: 5167

PORTLAND, OR

Past

May 10, 2019 - March 18, 2022

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

PORTLAND, OR

Past

April 24, 2019 - March 18, 2022

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PORTLAND, OR

Past

April 23, 2019 - April 29, 2019

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

PORTLAND, OR

Past

July 9, 2012 - April 8, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PORTLAND, OR

Past

July 9, 2012 - April 8, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PORTLAND, OR

Past

March 21, 2006 - July 6, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

PORTLAND, OR

Past

March 21, 2006 - July 6, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

PORTLAND, OR

Past

June 22, 2005 - February 24, 2006

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORTLAND, OR

Past

June 22, 2005 - February 24, 2006

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

February 16, 2005 - May 23, 2005

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

October 20, 2004 - February 11, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

PORTLAND, OR

Past

October 20, 2004 - February 11, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

May 9, 2003 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

PORTLAND, OR

Past

May 1, 2003 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

March 7, 2000 - May 7, 2003

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

July 12, 1999 - March 1, 2000

D.A. DAVIDSON & CO.

CRD#: 199

GREAT FALLS, MT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oregon
(6/1/2022)

IAR

Oregon
(5/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/16/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 3/19/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/19/2001

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sharon D. Gerlach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Denise Gerlach's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

KEYBANC CAPITAL MARKETS INC.

D.A. DAVIDSON & CO.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/1999

Series 63

Date: 7/22/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/9/1999

Series 24

Date: 8/16/2004

Series 10

Date: 3/19/2001

Series 9

Date: 3/19/2001

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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