Michael A. Barina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Barina, who also goes by Mike Barina, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 8 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2014 - December 31, 2018
FAMILY FINANCIAL SERVICES, INC.
May 21, 2013 - October 11, 2013
MERRIMAC CORPORATE SECURITIES, INC.
November 15, 2011 - May 8, 2013
AEGIS CAPITAL CORP.
November 13, 2009 - November 15, 2011
COKER & PALMER
August 7, 2007 - November 18, 2009
MERRIMAC CORPORATE SECURITIES, INC.
September 23, 2005 - June 22, 2007
JHS CAPITAL ADVISORS, LLC
March 15, 2004 - September 23, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.
October 1, 2003 - April 9, 2004
ADVEST, INC.
June 17, 2002 - November 26, 2002
ADVEST, INC.
May 6, 2002 - May 17, 2002
SOUTHERN FINANCIAL GROUP, INC.
August 23, 1999 - January 23, 2002
SOUTHERN FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAMILY FINANCIAL SERVICES, INC.
CRD#: 150643 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
