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Amanda G. Walker

Some features on this profile are disabled
CRD#: 3242659
AW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amanda Geneveive Walker, who also goes by Amanda G Paraszczak, Amanda Geneveive Paraszczak, Amanda Genevieve Walker Mrs., was a registered financial professional .

Amanda is a previously registered financial professional and started their career in finance in 1999. Amanda had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amanda G Paraszczak | Amanda Geneveive Paraszczak | Amanda Genevieve Walker Mrs.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 5, 2012 - January 28, 2021

DRESNER INVESTMENT SERVICES, INC.

BD
CRD#: 35145
CHICAGO, IL
Past

December 21, 2005 - April 9, 2010

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
SCOTTSDALE, AZ
Past

October 31, 2005 - January 9, 2006

OSAIC SERVICES, INC.

BD
CRD#: 133763
SCOTTSDALE, AZ
Past

August 20, 2003 - October 31, 2005

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

August 20, 2003 - October 31, 2005

SPELMAN & CO., INC.

BD
CRD#: 10232
PHOENIX, AZ
Past

August 20, 2003 - October 31, 2005

SENTRA SECURITIES CORPORATION

BD
CRD#: 10249
PHOENIX, AZ
Past

August 20, 2003 - January 6, 2006

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

August 20, 2003 - January 6, 2006

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146
ATLANTA, GA
Past

August 20, 2003 - January 23, 2006

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

July 28, 1999 - August 8, 2003

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/12/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/27/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/20/2004
General Securities Principal Examination

Current Firm

DI
DRESNER INVESTMENT SERVICES, INC.
DRESNER INVESTMENT SERVICES, INC. | DRESNER PARTNERS

CRD#: 35145 / SEC#: , 8-46575

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
10 S. Lasalle Suite 2170, Chicago, IL 60603
Mailing Address
10 S. Lasalle Suite 2170, Chicago, IL 60603
Phone number
(312) 780-7222
Established
Illinois since 04/12/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DRESNER, STEVEN MARKPRESIDENT/CHIEF COMPLIANCE OFFICER2406965
YTTERBERG, BRIAN VICTORCHIEF OPERATING OFFICER3193521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DRESNER INVESTMENT SERVICES, INC.

CRD#: 35145

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