Brandi N. Linder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandi Nann Linder, who also goes by Brandi N Fulps, Brandi N Linder, was a registered financial professional .
Brandi is a previously registered financial professional and started their career in finance in 1999. Brandi had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2017 - March 28, 2017
KESTRA ADVISORY SERVICES, LLC
February 6, 2017 - March 28, 2017
KESTRA INVESTMENT SERVICES, LLC
March 3, 2015 - October 31, 2016
CHARLES SCHWAB & CO., INC.
January 3, 2012 - March 3, 2015
SCHWAB WEALTH ADVISORY, INC.
May 20, 2008 - December 31, 2011
CHARLES SCHWAB & CO., INC.
October 8, 1999 - October 31, 2016
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
