DM
Daniel T. Malachowski
CETERA INVESTMENT ADVISERS LLC
Springfield, MO 65804
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CRD#: 3242512
DM
Professional summary
Daniel T Malachowski is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Springfield, Missouri and CETERA WEALTH SERVICES, LLC located in Springfield, Missouri.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START: 08/1999 APX # OF HRS/WK & DUR TRD HRS: 5 TITLE: INSURANCE AGENT DUTIES: SELLS LIFE AND ANNUITIES 2. OTHER BUSINESS: DEVELOPMENTAL CENTER OF THE OZARKS INVESTMENT RELATED: NO 1545 E. PYTHIAN ST, SPRINGFIELD, MO 65802 NATURE OF BUSINESS: ENVIRONMENTAL START: 12/2022 TITLE: BOARD MEMBER APX # OF HRS/WK & DUR TRD HRS: 1 DUTIES: ASSIST DCO WITH POLICY, PROCEDURAL, AND FINANCIAL OVERSIGHT; 3. OTHER BUSINESS: MALACHOWSKI HOLDINGS, LLC INVESTMENT RELATED: YES SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START: 6/2014 TITLE: MANAGING MEMBER APX # OF HRS/WK & DUR TRD HRS: 0 DUTIES: NOT CURRENTLY ACTIVE BUT KEEPING OPEN IN EVENT BACK INTO REAL ESTATE 4. OTHER BUSINESS: MALACHOWSKI HOLDINGS II, LLC INVESTMENT RELATED: YES SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START : 12/2014 TITLE: MANAGING MEMBER APX # OF HRS/WK & DUR TRD HRS: 0 DUTIES: NOT CURRENTLY ACTIVE BUT KEEPING OPEN IN EVENT BACK INTO REAL ESTATE 5. OTHER BUSINESS: CHROMA INVESTMENT RELATED: NO 2055 N. AFFIRMED SPRINGFIELD, MO NATURE OF BUSINESS: ARTS START: 6/2019 TITLE: COORDINATOR APX # OF HRS/WK & DUR TRD HRS: 0 DUTIES: SOLICIT SPONSORSHIPS FOR, & COORDINATE ALL ASPECTS OF THE MURALS - FROM CONTACTING ARTISTS TO PLANNING THE LOGISTICS FOR THE CREATION OF THE MURALS. 6. OTHER BUSINESS: SPRINGFIELD PROFESSIONALS INVESTMENT RELATED: NO 600 E. BATTLEFIELD SPRINGFIELD MO NATURE OF BUSINESS: NETWORKING START: 1/2018 TITLE: PRESIDENT APX # OF HRS/WK & DUR TRD HRS: 1.5 DUTIES: RUN THE WEEKLY MEETINGS AND SEND OUT INVOICES FOR QUARTERLY DUES. 7. OTHER BUSINESS: FINANCIAL WELLNESS WORKSHOP INVESTMENT RELATED: NO SAME AS REGISTERED LOCATION NATURE OF BUSINESS: EDUCATION START: 1/2017 TITLE: CONSULTANT APX # OF HRS/WK & DUR TRD HRS: 0 DUTIES: TEACHING FINANCIAL LITERACY CLASSES FOR NON-PROFIT ORGANIZATIONS. 8. NAME OF OTHER BUSINESS: BARON FINANCIAL GROUP, LLC INVESTMENT RELATED: YES SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START: 6/2005 TITLE: MANAGING MEMBER APX # OF HRS/WK & DUR TRD HRS: 40 DUTIES: PROVIDE FINANCIAL SERVICES; 9. OTHER BUSINESS: FFEC WEALTH PARTNERS, INVESTMENT RELATED: YES, SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START: 4/2022, TITLE: FINANCIAL PROFESSIONAL, APX # OF HRS/WK: 40, APX # OF HRS DUR TRD HRS: 32.5, DUTIES: DBA FOR FINANCIAL SERVICES; 10. OTHER BUSINESS: ATARAXIA INSURANCE AGENCY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE START: 3/2021 TITLE: INSURANCE AGENT APX # OF HRS/WK & DUR TRD HRS: 15 DUTIES: INSURANCE AGENT; 11. OTHER BUSINESS: TRUE STRENGTHS COUNCILS; INVESTMENT RELATED: NO; 4155 S. NATURE CENTER WAY, SPRINGFIELD, MO 65804; NATURE OF BUSINESS: SMALL BUSINESS ADVISORY GROUP; START: 6/2023; TITLE: MEMBER; APX # OF HRS/WK & DUR TRD HRS: 1; DUTIES: HELP OTHER BUSINESS OWNERS WITH IDEAS & SOLUTIONS TO THEIR INTERNAL ISSUES;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel T Malachowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2833-b E Battlefield Suite 110, Springfield, MO 65804RIA
CRD#: 105644
Springfield, MO
Current
April 20, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2833-b E Battlefield Suite 110, Springfield, MO 65804BD
CRD#: 13572
Springfield, MO
Past
April 20, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
May 16, 2019 - April 20, 2022
FFEC WEALTH PARTNERS LLC
RIA
CRD#: 16507
SCOTTSDALE, AZ
Past
April 9, 2019 - April 9, 2019
FFEC WEALTH PARTNERS LLC
RIA
CRD#: 16507
SCOTTSDALE, AZ
Past
April 9, 2019 - April 20, 2022
FFEC WEALTH PARTNERS LLC
BD
CRD#: 16507
SCOTTSDALE, AZ
Past
December 14, 2018 - April 1, 2019
NTB FINANCIAL CORPORATION
RIA
CRD#: 7425
SPRINGFIELD, MO
Past
July 28, 2000 - April 1, 2019
NTB FINANCIAL CORPORATION
BD
CRD#: 7425
SPRINGFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/20/2022)
RR
Arkansas(4/20/2022)
RR
Florida(4/22/2022)
RR
Indiana(4/20/2022)
RR
Iowa(4/20/2022)
RR
Kansas(4/20/2022)
RR
Missouri(4/20/2022)
IAR
Missouri(6/29/2023)
RR
Ohio(1/30/2025)
RR
Oklahoma(7/8/2024)
RR
Pennsylvania(10/23/2024)
RR
Texas(4/20/2022)
IAR
Texas(6/29/2023)
RR
Virginia(10/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Springfield, MO 65804TRUST BUT VERIFY
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