Howard B. Mazer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Barry Mazer was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1981. Howard had worked at 9 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2004 - December 1, 2004
PORTFOLIO ADVISORS ALLIANCE, LLC
January 11, 2001 - October 16, 2001
VOYA FINANCIAL PARTNERS, LLC
January 16, 1998 - January 12, 1999
FINANCE 500, INC.
August 30, 1989 - April 1, 1997
NPC SECURITIES, INC.
February 12, 1988 - August 12, 1989
TITAN/VALUE EQUITIES GROUP, INC.
September 14, 1987 - April 29, 1988
PAMCO SECURITIES AND INSURANCE SERVICES
March 2, 1983 - July 27, 1987
EMPOWER FINANCIAL SERVICES, INC.
October 1, 1982 - October 29, 1982
CSA FINANCIAL SERVICES, INC.
July 11, 1981 - April 14, 1982
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/12/1973
Registered Representative ExaminationCurrent Firm
PORTFOLIO ADVISORS ALLIANCE, LLC
CRD#: 101680 / SEC#: , 8-52125
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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