Kerry E. Scanlon

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CRD#: 3242468

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kerry Emmett Scanlon was a registered financial professional .

Kerry is a previously registered financial professional and started their career in finance in 1999. Kerry had worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 5, 2022 - January 24, 2025

RC PRIVATE SECURITIES, LLC

CRD#: 310351

Kansas City, MO

Past

August 7, 2020 - December 31, 2021

VENTURE.CO BROKERAGE SERVICES LLC

CRD#: 173924

BURLINGTON, VT

Past

June 25, 2018 - July 2, 2020

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

CRD#: 154559

SALT LAKE CITY, UT

Past

December 13, 2017 - March 19, 2018

MSEC, LLC

CRD#: 154327

OVERLAND PARK, KS

Past

January 16, 2016 - January 23, 2017

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

April 29, 2010 - December 8, 2015

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

NEW YORK CITY, NY

Past

December 9, 2008 - April 13, 2010

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

KANSAS CITY, MT

Past

October 17, 2002 - December 31, 2006

JOHN HANCOCK DISTRIBUTORS LLC

RIA

CRD#: 5249

KANSAS CITY, MO

Past

January 1, 2002 - April 13, 2010

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

July 8, 1999 - January 1, 2002

MANULIFE WOOD LOGAN, INC.

CRD#: 19177

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/7/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RC PRIVATE SECURITIES, LLC

CRD#: 310351 / SEC#: , 8-70606

Terminated by SEC on 01/25/2025

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Contact information

Main Address

Mailing Address

Phone number

Established

Kansas since 06/29/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
PLATFORM VENTURES, LLC	SOLE MEMBER
BLANDING, TODD ROBERT	MANAGER, EXECUTIVE REP.	4691512
CAMPBELL, ROBERT	FINOP, PFO, POO	1349154
GERVAIS, ERIC JOHN	MANAGER, CCO AND AMLCO	6864994

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kerry E. Scanlon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VENTURE.CO BROKERAGE SERVICES LLC

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

MSEC, LLC

CANTOR FITZGERALD & CO.

REALTY CAPITAL SECURITIES, LLC

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC

MANULIFE WOOD LOGAN, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/2002

Series 63

Date: 9/30/1999

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/16/2009

Series 6

Date: 7/7/1999

Current Firm

RC PRIVATE SECURITIES, LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

RC PRIVATE SECURITIES, LLC

TRUST BUT VERIFY

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