Amy E. Bergren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Elizabeth Bergren, CFP®, CPWA®, who also goes by Amy Bergren, Amy Elizabeth Goble, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1999. Amy had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Start date: 2012-04-20
Expire date: 2024-03-31
Experience
December 20, 2016 - July 5, 2019
CEDAR HILL ASSOCIATES, LLC
April 10, 2012 - July 30, 2014
CETERA INVESTMENT SERVICES LLC
May 21, 2009 - April 21, 2010
J.P. MORGAN SECURITIES LLC
March 27, 2000 - September 22, 2003
BANC ONE SECURITIES CORPORATION
June 15, 1999 - March 13, 2000
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
CEDAR HILL ASSOCIATES, LLC
CRD#: 147206 / SEC#: 801-69215
Contact information
Red Flags
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