Daniel P. Herrema

WOODSTOCK WEALTH MANAGEMENT

Stuart, FL

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CRD#: 3242316

Professional summary

Daniel Paul Herrema, who also goes by Dan Herrema, is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in Stuart, Florida.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Herrema

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DIVERD LLC, NOT INVESTMENT RELATED; 4276 SE RAINBOWS END, STUART, FL 34997; charter services and commercial fishing; OWNER; STARTED 12/2010; DEVOTES APPROXIMATE 30 HOURS A MONTH WHICH 10 ARE DURING TRADING HOURS; offers charter services and commercial fishing. 2. Sole Proprietor; INVESTMENT RELATED; 4276 SE RAINBOWS END, STUART, FL 34997; sell non-securities insurance to include LIFE, Health & LTC; sole proprietor; STARTED 06/1999; DEVOTES APPROXIMATE 2 HOURS A month not during trading hours; selling non-securities insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Paul Herrema's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2018 - Present

WOODSTOCK WEALTH MANAGEMENT, INC.

RIA

CRD#: 283472

Stuart, FL

Past

March 8, 2006 - November 8, 2018

WOODSTOCK FINANCIAL GROUP, INC.

RIA

CRD#: 38095

STUART, FL

Past

February 8, 2006 - December 31, 2014

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

ROSWELL, GA

Past

April 23, 2003 - February 9, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ROSWELL, GA

Past

December 17, 2002 - February 9, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ROSWELL, GA

Past

November 1, 2000 - December 19, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 8, 2000 - September 22, 2000

MEDALLION EQUITIES, INC.

CRD#: 43399

MARIETTA, GA

Past

November 19, 1999 - February 24, 2000

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

WOODSTOCK, GA

Past

October 19, 1999 - November 11, 1999

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOODSTOCK WEALTH MANAGEMENT, INC.

CRD#: 283472 / SEC#: 801-112663

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/20/2018)

IAR

North Carolina
(11/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/17/1999

General Securities Principal Examination

Current Firm

WOODSTOCK WEALTH MANAGEMENT, INC.

CRD#: 283472 / SEC#: 801-112663

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

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Contact information

Main Address

250 River Park North Drive, Woodstock, GA 30188

Mailing Address

Phone number

(800) 279-4468

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - MARCH 29 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,834
AUM (Assets Under Management)	$ 629,939,767

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel P. Herrema

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Paul Herrema's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODSTOCK FINANCIAL GROUP, INC.

WOODSTOCK FINANCIAL GROUP, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

MEDALLION EQUITIES, INC.

WOODSTOCK FINANCIAL GROUP, INC.

TRIAD ADVISORS LLC

Primary Firm SEC Registration

WOODSTOCK WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/1999

Series 63

Date: 10/21/1999

SIE

Date: 12/31/2014

Series 7

Date: 10/18/1999

Series 24

Date: 12/17/1999

Current Firm

WOODSTOCK WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WOODSTOCK WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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