Craig M. Somers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Michael Somers was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1999. Craig had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2016 - November 21, 2019
ENVESTNET PMC
June 29, 2015 - February 29, 2016
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 4, 2015 - June 30, 2015
PFS INVESTMENTS INC.
May 15, 2015 - June 30, 2015
PFS INVESTMENTS INC.
July 22, 2010 - May 21, 2013
BNY ADVISORS
December 6, 2006 - December 31, 2010
BNY MELLON MANAGED INVESTMENTS, INC.
September 27, 1999 - September 12, 2005
FORESIDE FUNDS DISTRIBUTORS LLC
Primary Firm SEC Registration
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,021,610 |
| AUM (Assets Under Management) | $ 532,197,263,852 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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