Jay J. Tuminaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay James Tuminaro was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 2000. Jay had worked at 6 firms and has passed the Series 63, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2023 - November 12, 2024
DRIVEWEALTH, LLC
October 28, 2022 - November 12, 2024
ONE GROWTH SECURITIES LLC
September 5, 2012 - January 7, 2013
G-2 TRADING,LLC
November 7, 2011 - July 24, 2012
VTRADER PRO, LLC
January 4, 2010 - December 22, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
October 4, 2005 - January 4, 2008
WM. V. FRANKEL & CO., INCORPORATED
August 1, 2000 - October 29, 2001
WM. V. FRANKEL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/17/2004
Limited Representative-Equity Trader ExamCurrent Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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