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JF

Jonelle Faust

REGULUS FINANCIAL GROUP
Sudbury, MA
Some features on this profile are disabled
CRD#: 3242219
JF

Professional summary

Jonelle Faust, who also goes by Jonelle L Faust, Jonelle Lynn Faust, is a registered financial professional currently at REGULUS FINANCIAL GROUP, LLC located in Sudbury, Massachusetts.

Jonelle is registered as a RR (Registered Representative) and started their career in finance in 2006. Jonelle has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jonelle L Faust | Jonelle Lynn Faust

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonelle Faust's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 6, 2026 - Present

REGULUS FINANCIAL GROUP, LLC

Office #2: 2687 44th Street, Se, Suite 101, Kentwood, MI 49512
BD
CRD#: 150631
Sudbury, MA
Past

March 29, 2023 - March 22, 2026

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Omaha, NE
Past

August 10, 2022 - October 21, 2024

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
Omaha, NE
Past

November 19, 2021 - August 1, 2022

AXOS CLEARING LLC

BD
CRD#: 117176
Omaha, NE
Past

March 31, 2014 - November 19, 2021

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
OMAHA, NE
Past

January 20, 2012 - April 1, 2014

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

October 19, 2009 - January 20, 2012

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
BELLEVUE, NE
Past

January 11, 2008 - October 19, 2009

TD AMERITRADE, INC.

RIA
CRD#: 7870
BELLEVUE, NE
Past

January 11, 2008 - October 19, 2009

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
OMAHA, NE
Past

January 4, 2008 - October 19, 2009

TD AMERITRADE, INC.

BD
CRD#: 7870
BELLEVUE, NE
Past

February 5, 2007 - January 4, 2008

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
BELLEVUE, NE
Past

April 22, 2006 - February 5, 2007

TD AMERITRADE, INC.

BD
CRD#: 7870
BELLEVUE, NE
Past

March 9, 2006 - April 22, 2006

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
BELLEVUE, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(3/6/2026)
RR
Nebraska
(3/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/22/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/8/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/11/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RF
REGULUS FINANCIAL GROUP, LLC
REGULUS ADVISORS, LLC | REGULUS, LLC | REGULUS FINANCIAL GROUP, LLC

CRD#: 150631 / SEC#: , 8-68275

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2687 44th Street, Se, Suite 101, Kentwood, MI 49512
Mailing Address
2687 44th Street, Se, Suite 101, Kentwood, MI 49512
Phone number
(616) 224-2204
Established
Michigan since 12/28/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REGAL HOLDINGS OF AMERICA, LLCMEMBER
CARLSON, DONALD NATE MR.PRESIDENT2903454
LUTTRULL, KELLEYFINANCIAL OPERATIONS PRINCIPAL / CHIEF FINANCIAL OFFICER7363208
VEENSTRA, JILL ANNECHIEF COMPLIANCE OFFICER/AMLCO3222590

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631Sudbury, MA

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