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Jonelle Faust

CRD# 3242219·Registered 2006 - 2026
Previously Registered: Being a previously registered professional could mean that Jonelle is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonelle Faust, who also goes by Jonelle L Faust, Jonelle Lynn Faust, was a registered financial advisor. Jonelle was a previously registered financial professional and started their career in finance 2006 - 2026. Jonelle had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jonelle L Faust, Jonelle Lynn Faust

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

REGULUS FINANCIAL GROUP, LLC·CRD# 150631
BD
Kentwood, MI
March 6, 2026 - October 19, 2026
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Omaha, NE
March 29, 2023 - March 22, 2026
TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Omaha, NE
August 10, 2022 - October 21, 2024
AXOS CLEARING LLC·CRD# 117176
BD
Omaha, NE
November 19, 2021 - August 1, 2022
BANCWEST INVESTMENT SERVICES, INC.·CRD# 29357
BD
Omaha, NE
March 31, 2014 - November 19, 2021
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
January 20, 2012 - April 1, 2014
TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Bellevue, NE
October 19, 2009 - January 20, 2012
TD AMERITRADE, INC.·CRD# 7870
RIA
Bellevue, NE
January 11, 2008 - October 19, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
Omaha, NE
January 11, 2008 - October 19, 2009
TD AMERITRADE, INC.·CRD# 7870
BD
Bellevue, NE
January 4, 2008 - October 19, 2009
TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Bellevue, NE
February 5, 2007 - January 4, 2008
TD AMERITRADE, INC.·CRD# 7870
BD
Bellevue, NE
April 22, 2006 - February 5, 2007
TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Bellevue, NE
March 9, 2006 - April 22, 2006

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Current Firm

RF
REGULUS FINANCIAL GROUP, LLC

REGULUS ADVISORS, LLC | REGULUS, LLC | REGULUS FINANCIAL GROUP, LLC

CRD#: 150631 / SEC#: 8-68275
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

2687 44th Street, Se, Kentwood, MI 49512

Mailing Address

2687 44th Street, Se, Kentwood, MI 49512

Phone Number

(616) 224-2204

Established

Michigan since 12/28/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REGAL HOLDINGS OF AMERICA, LLCMEMBER—
CARLSON, DONALD NATE MR.PRESIDENT2903454
LUTTRULL, KELLEYFINANCIAL OPERATIONS PRINCIPAL / CHIEF FINANCIAL OFFICER7363208
VEENSTRA, JILL ANNECHIEF COMPLIANCE OFFICER/AMLCO3222590

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2017About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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