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Cheryl Rae Vrieze

CRD# 3242169·Registered 2010 - 2016
Previously Registered: Being a previously registered professional could mean that Cheryl is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cheryl Rae Vrieze, who also goes by Cheryl Rae Derrough, Cherry Rae Johnson, was a registered financial advisor. Cheryl was a previously registered financial professional and started their career in finance 2010 - 2016. Cheryl had worked at 2 firms and has passed the SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cheryl Rae Derrough, Cherry Rae Johnson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

INVESTACORP, INC.·CRD# 7684
BD
Urbandale, IA
September 25, 2014 - August 26, 2016
BROKER DEALER FINANCIAL SERVICES CORP.·CRD# 8073
BD
West Des Moines, IA
May 25, 2010 - February 26, 2014

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Current Firm

II
INVESTACORP, INC.

ARCHER, ZWIGARD & ASSOCIATES-THE INVESTACORP GROUP, INC. | INVESTACORP, INC.

CRD#: 7684 / SEC#: 8-22598
BD
Terminated by SEC on 09/29/2020

Contact Information

Established

Florida since 01/26/1978

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ADVISOR GROUP HOLDINGS, INC.SHAREHOLDER—
ARNEAUD, MARCUS ANTHONYCHIEF COMPLIANCE OFFICER2858859
BLANCATO, PHILIP SALVATOREDIRECTOR2122221
CHANDER, RANAEXECUTIVE VICE PRESIDENT, CIO4853245
DUDAS, STEPHEN STANLEYCFO4820047
FARRELL, PATRICK CHRISTOPHERDIRECTOR,PRESIDENT, CEO1454441
GIOVANNIELLO, JOSEPH JRDIRECTOR, ASSISTANT SECRETARY3086071
MCKENNA, NINASECRETARY6302448
PRICE, JAMES DALECHAIRMAN1243224
SCHLUETER, MATTHEW ADAMEXECUTIVE VICE PRESIDENT, DIRECTOR2627931
TARENTINO, MELISSAGENERAL COUNSEL4470836

Disclosures

Regulatory Event

5

Arbitration

3

Bond

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Aug 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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