Kathryn D. Rooney
Professional summary
Kathryn Delta Rooney, who also goes by Kathryn Delta Collom, Katie Collom, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Walnut Creek, California.
Kathryn is registered as a RR (Registered Representative) and started their career in finance in 2000. Kathryn has worked at 1 firm and has passed the Series 66, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathryn Delta Rooney's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2004 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 1850 Mt. Diablo Blvd Suite 640, Walnut Creek, CA 94596February 7, 2003 - November 4, 2003
ALPS DISTRIBUTORS, INC.
February 4, 2000 - October 31, 2002
ALPS DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
ALPS DISTRIBUTORS, INC.
CRD#: 16853Walnut Creek, CA 94596TRUST BUT VERIFY
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