Shawn P. Miller
Professional summary
Shawn Patrick Miller, who also goes by Shawn P Miller, is a registered financial advisor currently at SOVEREIGN FINANCIAL SERVICES, LLC located in Towson, Maryland.
Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Shawn has worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Patrick Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2015 - Present
SOVEREIGN FINANCIAL SERVICES, LLC
Office #1: 305 W Chesapeake Ave Suite 402, Towson, MD 21204April 6, 2001 - May 7, 2002
MORGAN STANLEY DW INC.
October 5, 1999 - March 30, 2001
SCOTTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/14/2016)
(4/9/2015)
Exams
Current Firm
SOVEREIGN FINANCIAL SERVICES, LLC
CRD#: 153059 / SEC#:
Contact information
Red Flags
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