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Brent D Griffin

Brent D. Griffin

SPIRE WEALTH MANAGEMENT
Gurnee, IL 60031
Some features on this profile are disabled
CRD#: 3241851
Brent D Griffin

Professional summary

Brent D Griffin, who also goes by Brent Devon Griffin Sr, Brent Devon Griffin, Brent Griffin, is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Gurnee, Illinois and SPIRE SECURITIES, LLC located in Mclean, Virginia.

Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Brent has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brent Devon Griffin Sr | Brent Devon Griffin | Brent Griffin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent D Griffin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2026 - Present

SPIRE WEALTH MANAGEMENT, LLC

Office #1: 1800 Nations Dr. Ste 116-5, Gurnee, IL 60031
RIA
CRD#: 113908
Gurnee, IL
Current

February 4, 2026 - Present

SPIRE SECURITIES, LLC

Office #1: 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102
BD
CRD#: 144131
Mclean, VA
Past

January 21, 2022 - December 17, 2025

EDWARD JONES

RIA
CRD#: 250
LIBERTYVILLE, IL
Past

January 21, 2022 - December 17, 2025

EDWARD JONES

BD
CRD#: 250
LIBERTYVILLE, IL
Past

September 27, 2018 - February 28, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
HIGHLAND PARK, IL
Past

September 26, 2018 - February 28, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
HIGHLAND PARK, IL
Past

July 12, 2017 - August 20, 2018

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
ZION, IL
Past

May 31, 2017 - August 20, 2018

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
ZION, IL
Past

August 7, 2013 - May 9, 2017

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
RACINE, WI
Past

July 15, 2013 - May 9, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
RACINE, WI
Past

November 1, 2011 - July 5, 2013

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
HIGHLAND PARK, IL
Past

December 16, 2009 - April 6, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
HIGHLAND PARK, IL
Past

January 6, 2009 - November 6, 2009

DIVINE CAPITAL MARKETS LLC

BD
CRD#: 118212
CHICAGO, IL
Past

May 7, 2008 - November 3, 2008

MELVIN SECURITIES, L.L.C.

BD
CRD#: 29767
CHICAGO, IL
Past

June 1, 2005 - May 7, 2008

JACKSON SECURITIES LLC

BD
CRD#: 19897
CHICAGO, IL
Past

February 1, 2001 - June 8, 2005

BEREAN CAPITAL INCORPORATED

BD
CRD#: 24915
CHICAGO, IL
Past

August 12, 1999 - November 24, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SPIRE WEALTH MANAGEMENT, LLC
LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA
Registered Investment Advisory firm - (8/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/5/2026)
RR
Illinois
(3/3/2026)
IAR
Illinois
(3/3/2026)
RR
Ohio
(2/4/2026)
RR
Wisconsin
(3/4/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/7/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/4/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 5/31/2005
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 8/12/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SW
SPIRE WEALTH MANAGEMENT, LLC
LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA
Registered Investment Advisory firm - (8/17/2001 Approved)
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Contact information

Main Address
7901 Jones Branch Dr. Suite 810, Mclean, VA 22102
Mailing Address
7901 Jones Branch Drive Suite 800, Mclean, VA 22102
Phone number
(703) 657-6060
Established
Firm type
Fiscal year end
# of Employees
165

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025 SPIRE WEALTH MANAGEMENT ADV 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts15,808
AUM (Assets Under Management)$ 4,617,171,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908Gurnee, IL 60031

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