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CT

Casey B. Tatham

DISRUPTIVE SECURITIES
NEW YORK, NY 10001
Some features on this profile are disabled
CRD#: 3241584
CT

Professional summary

Casey B Tatham is a registered financial professional currently at DISRUPTIVE SECURITIES located in New York, New York.

Casey is registered as a RR (Registered Representative) and started their career in finance in 2020. Casey has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Casey B Tatham's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2025 - Present

DISRUPTIVE SECURITIES

Office #1: 368 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001
BD
CRD#: 299155
NEW YORK, NY
Past

October 23, 2020 - February 22, 2024

DISRUPTIVE SECURITIES

BD
CRD#: 299155
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/30/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/23/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/4/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DISRUPTIVE SECURITIES
DISRUPTIVE SECURITIES | DISRUPTIVE SECURITIES, LLC

CRD#: 299155 / SEC#: , 8-70241

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
368 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001
Mailing Address
369 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001
Phone number
(973) 650-4385
Established
Delaware since 09/24/2018
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DTA MASTER, LLCSOLE MEMBER
EDWARDS, MILES JOSHUACHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER2040332
SILVESTRO, MICHELE ANNFINANCIAL AND OPERATIONS PRINCIPAL6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DISRUPTIVE SECURITIES

CRD#: 299155New York, NY 10001

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