Aaron J. Wagner

ROSEMAN WAGNER WEALTH MANAGEMENT

Rocklin, CA 95677

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CRD#: 3241563

Professional summary

Aaron John Wagner is a registered financial advisor currently at ROSEMAN WAGNER WEALTH MANAGEMENT located in Rocklin, California.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Aaron has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROSEMAN WAGNER WEALTH MANAGEMENT. INVESTMENT ADVISOR SERVICES. FULL TIME. FEE BASED ADVISOR. SECURITIES RELATED. 40 HOURS PER WEEK. BEGAIN DOING BUSINESS ON 10/2008. ROSEMAN WAGNER PARTNERS LP. SECURITIES RELATED. 2 HOURS PER WEEK. 4970 ROCKLIN ROAD, SUITE 200 ROCKLIN, CA 95677. PAID FROM PROFITS. ACTIVITY BEGAN ON 08/31/2012 ROSEMAN WAGNER GP, LLC - ACTS AS GP FOR THE ROSEMAN WAGNER PARTNERS, LP. 0 HOURS SPENT. ROSEMAN WAGNER PROPERTIES, LLC. NON-INVESTMENT RELATED. 0 HOURS OF ACTIVITY. STARTED 03/2015 RENTAL PROPERTIES - DONE BY PROPERTY MANAGER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron John Wagner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2008 - Present

ROSEMAN WAGNER WEALTH MANAGEMENT

Office #1: 4970 Rocklin Road Suite 200, Rocklin, CA 95677

RIA

CRD#: 148221

Rocklin, CA

Past

September 23, 2008 - November 1, 2021

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

Rocklin, CA

Past

December 2, 2002 - October 2, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

FOLSOM, CA

Past

October 18, 2002 - October 2, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

FOLSOM, CA

Past

July 10, 2000 - October 30, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSEMAN WAGNER WEALTH MANAGEMENT

ROSEMAN WAGNER WEALTH MANAGEMENT | RWWM, INC. | RW, INC.

CRD#: 148221 / SEC#: 801-69561

RIA

Registered Investment Advisory firm - (9/16/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/19/2008)

IAR

Texas
(8/9/2011)

IAR

Utah
(12/11/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/25/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/11/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2000

General Securities Representative Examination

Current Firm

ROSEMAN WAGNER WEALTH MANAGEMENT

ROSEMAN WAGNER WEALTH MANAGEMENT | RWWM, INC. | RW, INC.

CRD#: 148221 / SEC#: 801-69561

RIA

Registered Investment Advisory firm - (9/16/2008 Approved)

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Contact information

Main Address

4970 Rocklin Road Suite 200, Rocklin, CA 95677

Mailing Address

Phone number

(916) 652-1525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWWM - FORM ADV PART 2A - FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,473
AUM (Assets Under Management)	$ 1,302,853,734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Aaron J. Wagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron John Wagner's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ROSEMAN WAGNER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/25/2002

Series 63

Date: 11/11/2002

SIE

Date: 10/1/2018

Series 7

Date: 7/7/2000

Current Firm

ROSEMAN WAGNER WEALTH MANAGEMENT

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSEMAN WAGNER WEALTH MANAGEMENT

TRUST BUT VERIFY

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