Daniel E. Cox
Professional summary
Daniel Edward Cox is a registered financial advisor currently at TRUSTAGE INVESTMENT MANAGEMENT located in Broomfield, Colorado and CUNA BROKERAGE SERVICES, INC. located in Parkersburg, Iowa.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Edward Cox's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2012 - Present
TRUSTAGE INVESTMENT MANAGEMENT
January 16, 2007 - Present
CUNA BROKERAGE SERVICES, INC.
December 16, 2008 - October 30, 2019
CUNA BROKERAGE SERVICES, INC.
July 28, 1999 - November 30, 2006
EMPOWER FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2022)
(1/30/2013)
(1/16/2007)
(5/21/2025)
(1/16/2007)
(10/12/2012)
(5/21/2025)
(6/1/2022)
(6/1/2022)
(1/16/2007)
(1/16/2007)
(6/1/2022)
(2/14/2017)
(4/29/2022)
(6/1/2022)
(1/16/2007)
(1/16/2007)
(4/29/2017)
(1/16/2007)
(3/6/2017)
(6/1/2022)
(4/29/2022)
(2/19/2013)
(5/21/2025)
(6/1/2022)
(1/16/2007)
(5/21/2025)
(4/20/2022)
(1/16/2007)
Exams
FINRA
Current Firm
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 363 |
| AUM (Assets Under Management) | $ 37,252,230,000 |
Red Flags
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