Melanie J. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melanie Jean Mitchell, who also goes by Melaine Jean Mitchell, was a registered financial professional .
Melanie is a previously registered financial professional and started their career in finance in 1999. Melanie had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2007 - August 22, 2016
OCM INVESTMENTS, LLC
July 11, 2003 - January 27, 2004
UNICREDIT CAPITAL MARKETS LLC
June 24, 2002 - May 9, 2003
CREDIT SUISSE ASSET MANAGEMENT, LLC
July 26, 2001 - May 9, 2003
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
September 1, 1999 - May 9, 2000
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OCM INVESTMENTS, LLC
CRD#: 128803 / SEC#: , 8-66176
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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