Ronald J. Anno

AE WEALTH MANAGEMENT

Englewood, FL 34223

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CRD#: 3241258

Professional summary

Ronald James Anno, who also goes by Ron Anno, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Englewood, Florida.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Ronald has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron Anno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald James Anno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2019 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 37 S Indiana Ave #105, Englewood, FL 34223

RIA

CRD#: 282580

Englewood, FL

Past

May 18, 2018 - January 16, 2019

FINANCIAL & TAX ARCHITECTS, LLC

RIA

CRD#: 119169

Englewood, FL

Past

May 21, 2014 - May 4, 2018

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Englewood, FL

Past

November 8, 2001 - December 31, 2004

NT SECURITIES LLC

CRD#: 45694

CHICAGO, IL

Past

October 16, 2001 - October 29, 2001

EXT ELECTRONIC EXCHANGE TRADING, INC.

CRD#: 47385

CHICAGO, IL

Past

July 10, 2001 - September 20, 2001

ELECTRONIC ACCESS DIRECT, INC.

CRD#: 36975

SARASOTA, FL

Past

September 8, 1999 - July 31, 2000

ALLEN DOUGLAS SECURITIES, INC.

CRD#: 42410

WINTER PARK, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/18/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/13/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/20/1999

General Securities Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald J. Anno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald James Anno's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL & TAX ARCHITECTS, LLC

HORTER INVESTMENT MANAGEMENT, LLC

NT SECURITIES LLC

EXT ELECTRONIC EXCHANGE TRADING, INC.

ELECTRONIC ACCESS DIRECT, INC.

ALLEN DOUGLAS SECURITIES, INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/18/2014

Series 63

Date: 9/13/2001

Series 7

Date: 7/20/1999

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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