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Alan W. Thompson
DOMINION WEALTH MANAGEMENT
WHITEVILLE, NC 28472
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CRD#: 3241226
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Professional summary
Alan Wesley Thompson is a registered financial advisor currently at DOMINION WEALTH MANAGEMENT, LLC located in Whiteville, North Carolina.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Alan has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THOMPSON PRICE SCOTT AND ADAMS CPA FIRM MANAGING MEMBER SINCE 02/1985 40HRS PER WEEK NOT INVESTMENT REALTED MEDICAL BILLING ORGANIZATION, INC POSITION: PRESIDENT, SUPERVISOR NATURE: MEDICAL BILLING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: Whiteville NC DESCRIPTION: President supervise TSA RENTALS LLC POSITION: MEMBER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999 ADDRESS: Whiteville NC DESCRIPTION: Leases/pay bills TSA MANAGEMENT COMPANY, LLC POSITION: Member/Manager NATURE: Management company for CPA firm (TPSA) and TSA Rentals INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/2015 ADDRESS: 1626 South Madison Street, Whiteville NC 28472 DESCRIPTION: Provide oversight to TPSA and TSA TPSA VALUATION GROUP, INC. POSITION: President NATURE: Perform Valuations INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/17/2017 ADDRESS: 1626 S. MADISON ST. WHITEVILLE, NC 28472 DESCRIPTION: Perform Valuations and manage BEYOND INFORMATION TECHNOLOGY SERVICES LLC POSITION: MANAGING MEMBER NATURE: INFORMATION TECHNOLOGY SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/20/2017 ADDRESS: PO BOX 389, WHITEVILLE NC 28472 DESCRIPTION: OVERSEES OPERATIONS TPSA ACCOUNTING CPA SHAREHOLDER SINCE 06/1993 40 HRS PER WEEK NOT INVESTMENT RELATED INSURANCE LICSENSED - LIFE AND HEALTH MOBAR, INC 1626 S. MADISON ST. WHITEVILLE, NC 28472 PRESIDENT REAL ESTATE SINCE 01/2018 NOT INVESTMENT RELATED MOSKOW PROPERTIES, LLC 1626 S. MADISON ST. WHITEVILLE, NC 28472 MANAGER REAL ESTATE SINCE 01/2018 NOT INVESTMENT RELATED LADYBUG HOSPITALITY, LLC 120 CAUSEWAY DRIVE, UNIT 7 OCEAN ISLE BEACH, NC 28469 MEMBER SINCE 07/18/2002 THIS ENTITY OWNS THREE RESTAURANT ENTITIES DOMINION RENTALS, LLC PARTNER SINCE 01/2022 THIS LLC OWNS AND RENTS A PROPERTY LOCATED AT 914 E. ASH ST., GOLDSBORO NC 27530
CRS (Client Relationship Summary) - RIA
Click below to view Alan Wesley Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2021 - Present
DOMINION WEALTH MANAGEMENT, LLC
Office #1: 1626 South Madison St., Whiteville, NC 28472RIA
CRD#: 315417
WHITEVILLE, NC
Past
October 25, 2019 - July 16, 2021
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
IRVING, TX
Past
October 25, 2019 - July 9, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WHITEVILLE, NC
Past
August 31, 2016 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
Whiteville, NC
Past
August 31, 2016 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
Whiteville, NC
Past
March 21, 2007 - October 3, 2016
CSSC BROKERAGE SERVICES, INC.
BD
CRD#: 141630
WHITEVILLE, NC
Past
August 31, 2001 - March 21, 2007
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
WHITEVILLE, NC
Past
December 31, 2000 - October 3, 2016
TRUSTEE EMPOWERMENT & PROTECTION, INC.
RIA
CRD#: 108249
WHITEVILLE, NC
Past
October 15, 1999 - August 31, 2001
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(7/2/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DW
DOMINION WEALTH MANAGEMENT, LLC
DOMINION WEALTH MANAGEMENT, LLC | GA CONSULTING, LLC
CRD#: 315417 / SEC#:
North Carolina
Registered Investment Advisory firm - (6/28/2021 Approved)South Carolina
Registered Investment Advisory firm - (6/28/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4014 Oleander Dr. Suite 103, Wilmington, NC 28403
Mailing Address
Phone number
(910) 625-8595
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 217 |
| AUM (Assets Under Management) | $ 55,272,816 |
Red Flags
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Company Information
DOMINION WEALTH MANAGEMENT, LLC
CRD#: 315417Whiteville, NC 28472TRUST BUT VERIFY
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