David S. York
Professional summary
David Stuart York, CFP®, who also goes by David Stuart York II, David Stuart Ii York, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Stuart York's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2023 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 2423 E. Lincoln Dr., Phoenix, AZ 85016September 18, 2009 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215January 12, 2021 - January 9, 2023
CHARLES SCHWAB & CO., INC.
August 27, 2015 - February 1, 2021
SCHWAB WEALTH ADVISORY, INC.
August 3, 2015 - August 11, 2015
SCHWAB WEALTH ADVISORY, INC.
September 21, 2009 - August 11, 2015
CHARLES SCHWAB & CO., INC.
December 15, 2008 - September 2, 2009
USAA FINANCIAL PLANNING SERVICES
August 31, 2007 - September 2, 2009
USAA FINANCIAL ADVISORS, INC.
June 14, 2006 - December 31, 2008
USAA INVESTMENT SERVICES COMPANY
December 6, 2005 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
January 4, 2000 - November 22, 2005
CHARLES SCHWAB & CO., INC.
June 17, 1999 - July 28, 1999
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
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Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
