TC
Timothy R. Calvert
FIRST CITIZENS ASSET MANAGEMENT,
SPARTANBURG, SC 29302
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CRD#: 3241077
TC
Professional summary
Timothy Ryan Calvert is a registered financial advisor currently at FIRST CITIZENS ASSET MANAGEMENT, INC located in Spartanburg, South Carolina and FIRST CITIZENS INVESTOR SERVICES, INC. located in Spartanburg, South Carolina.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Timothy has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) First Citizens Asset Management, 1230 Main St., Columbia, SC 29201. Investment Advisor Rep, began 11/1/2006, 40 hours/week during trading hours, investment related. Fee based compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Ryan Calvert's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy Ryan Calvert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2006 - Present
FIRST CITIZENS ASSET MANAGEMENT, INC
Office #1: 450 E Henry Street, Spartanburg, SC 29302RIA
CRD#: 140777
SPARTANBURG, SC
Current
May 15, 2017 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 450 E. Henry Street, Spartanburg, SC 29302RIA
BD
CRD#: 44430
Spartanburg, SC
Current
January 4, 2016 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 450 E. Henry Street, Spartanburg, SC 29302RIA
BD
CRD#: 44430
Spartanburg, SC
Past
November 1, 2006 - January 4, 2016
FIRST CITIZENS SECURITIES CORPORATION
BD
CRD#: 140161
SPARTANBURG, SC
Past
April 12, 2005 - November 6, 2006
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SPARTANBURG, SC
Past
August 8, 2000 - November 6, 2006
OSAIC WEALTH, INC.
BD
CRD#: 23131
SPARTANBURG, SC
Past
July 30, 1999 - August 7, 2000
REGIONS INVESTMENT COMPANY, INC.
BD
CRD#: 17618
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/26/2022)
RR
California(1/4/2016)
RR
Colorado(8/13/2020)
RR
Connecticut(1/4/2016)
RR
District of Columbia(1/30/2025)
RR
Florida(1/4/2016)
RR
Georgia(1/4/2016)
RR
Hawaii(4/3/2025)
RR
Maryland(1/4/2016)
RR
Massachusetts(10/16/2024)
RR
Missouri(5/6/2022)
RR
New York(1/4/2016)
RR
North Carolina(1/4/2016)
RR
Ohio(7/11/2025)
RR
Oklahoma(7/10/2017)
RR
Oregon(7/10/2017)
RR
Pennsylvania(9/10/2025)
RR
Rhode Island(7/10/2017)
IAR
South Carolina(11/1/2006)
RR
South Carolina(1/4/2016)
RR
Tennessee(2/28/2024)
IAR
Texas(1/5/2015)
RR
Texas(1/4/2016)
IAR
Texas(10/6/2017)
RR
Virginia(1/4/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615-3052
Mailing Address
P.o. Box 27131, Raleigh, NC 27611-7131
Phone number
(919) 986-3546
Established
North Carolina since 01/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
322
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430Spartanburg, SC 29302TRUST BUT VERIFY
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