David E. Quast
VALIC FINANCIAL ADVISORS
EAST HAMPTON, CT
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CRD#: 3240983
David E QuastVALIC FINANCIAL ADVISORS
Professional summary
David E Quast, CFP®, who also goes by David Edward Quast, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in East Hampton, Connecticut.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. David has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
David Edward Quast
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHURCH COUNCIL MEMBER POSITION: Council Member NATURE: I am one of several lay people elected to the council periodically to discuss all church matters. We then communicate updates to the Congregation in terms of the church's affairs at least annually. This is a volunteer position and people typically serve 1, 2 or 3 year terms based on the need and their availability. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2020 ADDRESS: Bethlehem Lutheran Church, One E High Street, East Hampton CT 06424, United States DESCRIPTION: We meet semi-annually to discuss all matters church related. There are several committees such as property, endowment, worship, finance that present reports and at times make suggestions as to the needs of the church. If needed we then vote on questions that require consideration. Depending on the size and nature of the request, we at times involve the entire congregation to meet and vote on proposals. This is spelled out in the church's constitution. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products EAST HAMPTON/MARLBOROUGH ROTARY CLUB POSITION: Member NATURE: Questions and Answers about Membership in the Rotary Club of East Hampton & Marlborough, CT. Why am I being invited to join Rotary? A current member of our club has nominated you for club membership and our club believes that your membership will benefit you, the club, and our community. Where does Rotary meet? Unless otherwise noted, we meet at Lakeside Bar & Grill every Wednesday starting at 6:30. Is attendance required? Regular attendance at club meetings and participation in fundraisers and events is the best way to make an impact through our club. While we do not require weekly attendance, you are encouraged to attend at least 50% of club meetings. How much are dues? The membership dues are $185 per year billed July 1st. Is there a weekly fee? The cost of dinner at Lakeside Bar & Grill is $32 and includes a dinner ,roll ,salad, and entre, and dessert. You may also order drinks if you are interested. What would be asked of me if I join? Give what you can, and contribute your time and talents as your work, family, and other commitments allow. And of course, always adhere to Rotary's four-way test. Will there be someone to help me along as I learn? Your membership has been sponsored by an existing member of our club. Your sponsor will support you along the way along with many other club members. Is the club involved in politics or religion? Rotary is a volunteer organization and is nonpolitical and nonreligious. How do I know if it is right for me before I make a commitment? We invite you to attend a few meetings prior to making any commitments. Your sponsor will reach out to you to answer any questions, and you can reach our club president with any additional questions (contact information is provided in the cover letter). What is the next step for me to become a member? Work with your club sponsor to learn more about Rotary, and our club. Then should you wish to move forward attend the scheduled Introduction to Rotary meeting (details provided in the cover letter). INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2024 ADDRESS: 24 Bevin Blvd, East Hampton CT 06424, United States DESCRIPTION: I would donate time and talents through volunteerism and fund raising to improve the community by helping people in need.
CRS (Client Relationship Summary) - RIA
Click below to view David E Quast's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David E Quast's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
December 16, 2011 - Present
VALIC FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 42803
EAST HAMPTON, CT
Current
February 10, 2011 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 1201 Winterson Road Suite 130, Linthicum Heights, MD 21090RIA
BD
CRD#: 42803
LINTHICUM HEIGHTS, MD
Past
June 23, 1999 - December 6, 2010
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/30/2025)
IAR
Arizona(1/30/2025)
RR
California(9/17/2020)
IAR
California(9/17/2020)
RR
Connecticut(2/14/2011)
IAR
Connecticut(12/16/2011)
RR
Delaware(7/13/2018)
IAR
Delaware(7/13/2018)
IAR
Florida(7/17/2015)
RR
Florida(8/14/2015)
RR
Iowa(7/30/2024)
IAR
Iowa(7/30/2024)
IAR
Maryland(9/4/2024)
RR
Maryland(9/12/2024)
RR
Massachusetts(3/25/2011)
IAR
Massachusetts(1/15/2012)
RR
Michigan(9/18/2024)
IAR
Michigan(9/18/2024)
RR
Nevada(7/22/2024)
IAR
Nevada(7/22/2024)
RR
New Hampshire(5/22/2024)
IAR
New Hampshire(5/22/2024)
RR
New Jersey(4/22/2026)
IAR
New Jersey(4/22/2026)
RR
New Mexico(7/19/2024)
IAR
New Mexico(7/22/2024)
RR
New York(3/15/2011)
IAR
New York(8/16/2021)
IAR
North Carolina(6/26/2023)
RR
North Carolina(7/7/2023)
RR
Oregon(3/9/2021)
IAR
Oregon(3/9/2021)
RR
Pennsylvania(7/18/2025)
IAR
Pennsylvania(7/18/2025)
RR
Rhode Island(12/14/2018)
IAR
Rhode Island(12/14/2018)
RR
Vermont(11/30/2021)
IAR
Vermont(11/30/2021)
IAR
Virginia(7/21/2015)
RR
Virginia(8/13/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
