AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
David E Quast

David E Quast

CFP®
VALIC FINANCIAL ADVISORS
EAST HAMPTON, CT
·CRD# 3240983·27 years experience

Professional Summary

David E Quast, CFP®, who also goes by David Edward Quast, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in East Hampton, Connecticut. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. David has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Edward Quast

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

Email

xxxxx@xxxx.xxx

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Credentials

CFP®
Certified Financial PlannerSince 2020

Years of Experience

27 years in the financial services industry

Current & Past Employments

VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
BD
East Hampton, CT
December 16, 2011 - Present
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
BD
1201 Winterson Road Suite 130, Linthicum Heights, MD 21090
February 10, 2011 - Present
VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
BD
Windsor, CT
June 23, 1999 - December 6, 2010

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

VF
VALIC FINANCIAL ADVISORS, INC.

AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES

CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2919 Allen Parkway L3-20, Houston, TX 77019

Mailing Address

2919 Allen Parkway L3-20, Houston, TX 77019-2158

Phone Number

(866) 544-4968

Established

Texas since 11/18/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

1,647

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE FOR VFA MANAGED INVESTMENT PROGRAM - VC23987 (3/31/2026)

Direct owners and executive officers

NamePositionCRD#
THE VARIABLE ANNUITY LIFE INSURANCE COMPANYDIRECT OWNER—
BRODD, MARY JULIEANNVICE PRESIDENT AND CORPORATE SECRETARY8322295
BURNETTE, CYNTHIA LEACHIEF FINANCIAL OFFICER AND TREASURER1863103
DUCOTE, LOUISVFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISORY6913500
FORTEY, MICHAELVFA CHIEF COMPLIANCE OFFICER BROKER DEALER2304969
GIBSON, KRISTA DE LOISPRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES2348708
GUERRERA, DARRENVICE PRESIDENT, SALES & INCENTIVE COMPENSATION2541120
LOGAN, JOHN ALBERTCHIEF OPERATIONS OFFICER4378887
PICONE, JOHN WILLIAMOFFICE OF HEAD OF RETIREMENT AND WEALTH MANAGEMENT DISTRIBUTION2717710
RINK, VERONICA LYNETTEVICE PRESIDENT, BUSINESS ADMINISTRATION4724432

Regulatory Assets Under Management

Total Number of Accounts

293,026

AUM (Assets Under Management)

$29,215,100,590

Disclosures

Regulatory Event

17

Arbitration

3

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/24/2025Cover PageReport
01/27/2025Cover PageReport
04/29/2024Cover PageReport

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHURCH COUNCIL MEMBER POSITION: Council Member NATURE: I am one of several lay people elected to the council periodically to discuss all church matters. We then communicate updates to the Congregation in terms of the church's affairs at least annually. This is a volunteer position and people typically serve 1, 2 or 3 year terms based on the need and their availability. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2020 ADDRESS: Bethlehem Lutheran Church, One E High Street, East Hampton CT 06424, United States DESCRIPTION: We meet semi-annually to discuss all matters church related. There are several committees such as property, endowment, worship, finance that present reports and at times make suggestions as to the needs of the church. If needed we then vote on questions that require consideration. Depending on the size and nature of the request, we at times involve the entire congregation to meet and vote on proposals. This is spelled out in the church's constitution. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products EAST HAMPTON/MARLBOROUGH ROTARY CLUB POSITION: Member NATURE: Questions and Answers about Membership in the Rotary Club of East Hampton & Marlborough, CT. Why am I being invited to join Rotary? A current member of our club has nominated you for club membership and our club believes that your membership will benefit you, the club, and our community. Where does Rotary meet? Unless otherwise noted, we meet at Lakeside Bar & Grill every Wednesday starting at 6:30. Is attendance required? Regular attendance at club meetings and participation in fundraisers and events is the best way to make an impact through our club. While we do not require weekly attendance, you are encouraged to attend at least 50% of club meetings. How much are dues? The membership dues are $185 per year billed July 1st. Is there a weekly fee? The cost of dinner at Lakeside Bar & Grill is $32 and includes a dinner ,roll ,salad, and entre, and dessert. You may also order drinks if you are interested. What would be asked of me if I join? Give what you can, and contribute your time and talents as your work, family, and other commitments allow. And of course, always adhere to Rotary's four-way test. Will there be someone to help me along as I learn? Your membership has been sponsored by an existing member of our club. Your sponsor will support you along the way along with many other club members. Is the club involved in politics or religion? Rotary is a volunteer organization and is nonpolitical and nonreligious. How do I know if it is right for me before I make a commitment? We invite you to attend a few meetings prior to making any commitments. Your sponsor will reach out to you to answer any questions, and you can reach our club president with any additional questions (contact information is provided in the cover letter). What is the next step for me to become a member? Work with your club sponsor to learn more about Rotary, and our club. Then should you wish to move forward attend the scheduled Introduction to Rotary meeting (details provided in the cover letter). INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2024 ADDRESS: 24 Bevin Blvd, East Hampton CT 06424, United States DESCRIPTION: I would donate time and talents through volunteerism and fund raising to improve the community by helping people in need.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.

AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES

CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/30/2025)
IAR
Arizona
(1/30/2025)
RR
California
(9/17/2020)
IAR
California
(9/17/2020)
RR
Connecticut
(2/14/2011)
IAR
Connecticut
(12/16/2011)
RR
Delaware
(7/13/2018)
IAR
Delaware
(7/13/2018)
IAR
Florida
(7/17/2015)
RR
Florida
(8/14/2015)
RR
Iowa
(7/30/2024)
IAR
Iowa
(7/30/2024)
IAR
Maryland
(9/4/2024)
RR
Maryland
(9/12/2024)
RR
Massachusetts
(3/25/2011)
IAR
Massachusetts
(1/15/2012)
RR
Michigan
(9/18/2024)
IAR
Michigan
(9/18/2024)
RR
Nevada
(7/22/2024)
IAR
Nevada
(7/22/2024)
RR
New Hampshire
(5/22/2024)
IAR
New Hampshire
(5/22/2024)
RR
New Jersey
(4/22/2026)
IAR
New Jersey
(4/22/2026)
RR
New Mexico
(7/19/2024)
IAR
New Mexico
(7/22/2024)
RR
New York
(3/15/2011)
IAR
New York
(8/16/2021)
IAR
North Carolina
(6/26/2023)
RR
North Carolina
(7/7/2023)
RR
Oregon
(3/9/2021)
IAR
Oregon
(3/9/2021)
RR
Pennsylvania
(7/18/2025)
IAR
Pennsylvania
(7/18/2025)
RR
Rhode Island
(12/14/2018)
IAR
Rhode Island
(12/14/2018)
RR
Vermont
(11/30/2021)
IAR
Vermont
(11/30/2021)
IAR
Virginia
(7/21/2015)
RR
Virginia
(8/13/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2011About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2010About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1999About the Series 6 exam
FINRA
SRO Registrations

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view David E Quast's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view David E Quast's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
David E Quast
Follow David
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required