Michael J. Wade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jason Wade, who also goes by Jason Wade, M. Jason Wade, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2012 - August 2, 2013
CERTUS INVESTMENT ADVISORS, LLC
April 16, 2012 - August 2, 2013
CERTUSSECURITIES, INC.
November 14, 2008 - April 17, 2012
EDWARD JONES
November 3, 2008 - April 17, 2012
EDWARD JONES
September 6, 2007 - November 10, 2008
WADDELL & REED
August 22, 2007 - November 10, 2008
WADDELL & REED
November 17, 2005 - August 15, 2007
JK HARRIS ADVISORS, LLC
June 2, 2005 - November 14, 2005
AMERICAN PENSIONS, INC.
August 11, 1999 - October 1, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CERTUS INVESTMENT ADVISORS, LLC
CRD#: 159221 / SEC#: 801-76679
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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