Jasper E. Fortenberry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jasper Estes Fortenberry III, who also goes by Jack Fortenberry, Jasper Fortenberry III, was a registered financial professional .
Jasper is a previously registered financial professional and started their career in finance in 1999. Jasper had worked at 3 firms and has passed the Series 65, Series 63, Series 52, Series 72, Series 62, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2012 - March 29, 2016
HARMON FINANCIAL ADVISORS, INC.
April 22, 2005 - July 31, 2012
AVANTAX ADVISORY SERVICES
August 11, 1999 - July 31, 2012
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 5/28/2002
Government Securities Representative ExaminationSeries 62
Date: 9/20/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
HARMON FINANCIAL ADVISORS, INC.
CRD#: 155345 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 16,388,917 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
