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CC

Christian Casanovas

BTIG
NOVATO, CA
Some features on this profile are disabled
CRD#: 3240621
CC

Professional summary


Christian Casanovas, who also goes by Christian Jose Casanovas, is a registered financial professional currently at BTIG, LLC located in Novato, California and BAYRIDGE SECURITIES, LLC located in Novato, California.

Christian is registered as a RR (Registered Representative) and started their career in finance in 1999. Christian has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christian Jose Casanovas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christian Casanovas's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 1, 2004 - Present

BTIG, LLC

BD
CRD#: 122225
NOVATO, CA
Current

June 3, 2011 - Present

BAYRIDGE SECURITIES, LLC

BD
CRD#: 155765
Novato, CA
Past

April 29, 2003 - February 24, 2004

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
NEW YORK, NY
Past

August 27, 1999 - April 23, 2003

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/1/2004)
RR
Colorado
(10/17/2007)
RR
Connecticut
(6/1/2004)
RR
Delaware
(10/29/2004)
RR
Illinois
(6/1/2004)
RR
Massachusetts
(6/1/2004)
RR
New Jersey
(2/4/2011)
RR
New York
(6/1/2004)
RR
Oregon
(5/25/2006)
RR
Pennsylvania
(11/10/2006)
RR
Texas
(11/10/2006)
RR
Utah
(2/4/2011)
RR
Virginia
(11/27/2006)
RR
Washington
(11/27/2006)

Exams


State Security Law Exam
RR
Series 63
Date: 8/30/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/3/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


BS
BAYRIDGE SECURITIES, LLC
BAYRIDGE SECURITIES, LLC

CRD#: 155765 / SEC#: , 8-68739

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
350 Bush Street, San Francisco, CA 94104
Mailing Address
350 Bush Street, San Francisco, CA 94104
Phone number
(415) 248-5570
Established
Delaware since 10/07/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CONDOR TRADING L.P.MEMBER
JABER, KAREEM IZZIDDINCFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER5467297
LEROY, ANTON MAURICECEO/MANAGING MEMBER2862204
MAHON, DONALD LEECCO/MANAGING MEMBER2890417

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BAYRIDGE SECURITIES, LLC

CRD#: 155765Novato, CA

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