Theodore J. Mayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore James Mayer was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1970. Theodore had worked at 9 firms and has passed the Series 63, Series 1, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 1991 - June 24, 1992
BRILL SECURITIES, INC.
September 9, 1987 - July 5, 1991
MAYER SECURITIES, INC.
June 11, 1986 - September 4, 1987
DEUTSCHE BANK SECURITIES INC.
August 27, 1979 - May 27, 1986
L. F. ROTHSCHILD & CO. INCORPORATED
November 4, 1976 - September 9, 1979
LEGG MASON WOOD WALKER, INCORPORATED
May 17, 1976 - November 28, 1976
COLIN, HOCHSTIN CO.
February 18, 1976 - June 26, 1978
QUESTRION RESEARCH CORPORATION
October 15, 1975 - March 11, 1976
JESUP & LAMONT INCORPORATED
December 13, 1973 - October 25, 1975
LEGG MASON WOOD WALKER, INCORPORATED
May 21, 1970 - December 10, 1973
NEW YORK SECURITIES CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/6/1970
Registered Representative ExaminationCurrent Firm
BRILL SECURITIES, INC.
CRD#: 18565 / SEC#: 801-61275, 8-36654
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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