Dara L. Hessell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dara Lev Hessell, CFP®, who also goes by Dara G Lev, Dara Gayle Lev, was a registered financial professional .
Dara is a previously registered financial professional and started their career in finance in 1999. Dara had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2014 - May 26, 2015
VESTOR CAPITAL, LLC
November 12, 1999 - June 22, 2007
MESIROW FINANCIAL, INC.
Primary Firm SEC Registration
VESTOR CAPITAL, LLC
CRD#: 165855 / SEC#: 801-77335
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VESTOR CAPITAL, LLC
CRD#: 165855 / SEC#: 801-77335
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,472 |
| AUM (Assets Under Management) | $ 2,081,002,554 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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