Isaac Mayer
Professional summary
Isaac Mayer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Isaac is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Isaac had worked at 9 firms, which includes KERN SUSLOW SECURITIES INC., MANOR SECURITIES CORPORATION, PARIS SECURITIES CORPORATION, MULLER AND COMPANY INC., NEUBERGER SECURITIES CORP., EVANS & CO. INC., PHILIPS APPEL & WALDEN INC., A. C. KLUGER & CO., KERN SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 1996 - December 31, 2013
KERN, SUSLOW SECURITIES, INC.
September 9, 1986 - September 4, 1996
MANOR SECURITIES CORPORATION
September 13, 1983 - September 30, 1986
PARIS SECURITIES CORPORATION
January 14, 1980 - October 29, 1982
MULLER AND COMPANY, INC.
May 3, 1976 - January 14, 1980
NEUBERGER SECURITIES CORP.
April 3, 1973 - December 8, 1973
EVANS & CO., INC.
January 23, 1973 - May 10, 1973
PHILIPS, APPEL & WALDEN, INC.
November 20, 1970 - January 20, 1973
A. C. KLUGER & CO.
May 27, 1970 - June 13, 1972
KERN SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 1
Date: 1/18/1960
Registered Representative ExaminationCurrent Firm
KERN, SUSLOW SECURITIES, INC.
CRD#: 24755 / SEC#: , 8-41371
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUSLOW, STEPHEN S | VICE PRESIDENT | 440234 |
| HAMILTON, CHRISTOPHER GEORGE | FINOP, PRESIDENT, CCO | |
| ESTATE OF ARTHUR KERN | OWNER |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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