Vijay K. Singh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vijay Kumar Singh, who also goes by VIjay K Singh, was a registered financial professional .
Vijay is a previously registered financial professional and started their career in finance in 2001. Vijay had worked at 5 firms and has passed the Series 65, Series 63, Series 87, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2007 - July 19, 2013
PROMONTORY ADVISORS, LLC
March 28, 2007 - June 29, 2011
JANCO PARTNERS, INC.
July 6, 2005 - March 30, 2007
WM SMITH & CO.
March 25, 2002 - July 18, 2003
COWEN PRIME SERVICES TRADING LLC
January 1, 2001 - February 11, 2002
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PROMONTORY ADVISORS, LLC
CRD#: 144148 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
