LV
Leslie M. Vigil
FIORI FINANCIAL GROUP | Financial Advisor
Fort Lauderdale, FL 33316
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CRD#: 3239366
LV
Professional summary
Leslie Moraza Vigil, who also goes by Leslie Moraza, Leslie Moraza VIgil, is a registered financial advisor currently at FIORI FINANCIAL GROUP located in Fort Lauderdale, Florida.
Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Leslie has worked at 8 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Leslie Moraza | Leslie Moraza Vigil
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: FFG Partners, LLC DBA Fiori Financial Group | Address: 205 SE 20th St, Fort Lauderdale, FL, 33316, United States | Activity Type: RIA | Position/Title: Senior Client Liaison and Investment Adviser Representative | Investment Related: Yes | Start Date: 12/2022 Hours per month devoted to this business: 160 Hours per month devoted to this business | Hours during trading hours: 160 Description of duties: Client Liaison and Investment Adviser Representative. (2)Name of Business: Non-variable insurance | Address: 205 SE 20th St, Fort Lauderdale, FL, 33316, USA | Activity Type: Non-variable Insurance | Position/Title: Insurance Agent | Investment Related: Yes | Start Date: 11/2021 | Hours per month devoted to this business: 2-10 Hours per month devoted to this business | Hours during trading hours: 2-10 | Description of duties: Sales of non-variable insurance with individual clients. (3)Name of Business: Roarin' Vacation and Tours | Address: 9931 SW 23rd St, Davie, FL 33324, USA | Activity Type: Travel| Position/Title: Travel Agent| Investment Related: No | Start Date: 09/2021 Hours per month devoted to this business: 10 Hours per month devoted to this business | Hours during trading hours: 0 | Description of duties: Independent travel agent affiliated with an outside host agency, Archer Travel.
CRS (Client Relationship Summary) - RIA
Click below to view Leslie Moraza Vigil's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2022 - Present
FIORI FINANCIAL GROUP
Office #1: 205 South East 20th St, Fort Lauderdale, FL 33316RIA
CRD#: 318641
Fort Lauderdale, FL
Past
November 30, 2021 - December 21, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Fort Lauderdale, FL
Past
November 17, 2021 - December 21, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FT. LAUDERDALE, FL
Past
February 19, 2021 - October 29, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
DAVIE, FL
Past
July 23, 2020 - September 22, 2020
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
July 9, 2020 - October 29, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
DuBois, PA
Past
April 11, 2016 - July 17, 2020
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
January 7, 2016 - April 7, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FT. LAUDERDALE, FL
Past
May 14, 2014 - January 15, 2016
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
September 8, 2009 - May 21, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
TAMPA, FL
Past
October 12, 2006 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
DELRAY BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FIORI FINANCIAL GROUP
FFG PARTNERS, LLC | FIORI FINANCIAL GROUP, INC. | FIORI FINANCIAL GROUP
CRD#: 318641 / SEC#: 801-127015
RIA
Registered Investment Advisory firm - (12/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FF
FIORI FINANCIAL GROUP
FFG PARTNERS, LLC | FIORI FINANCIAL GROUP, INC. | FIORI FINANCIAL GROUP
CRD#: 318641 / SEC#: 801-127015
RIA
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Contact information
Main Address
205 South East 20th St, Fort Lauderdale, FL 33316
Mailing Address
Phone number
(954) 763-2600
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 660 |
| AUM (Assets Under Management) | $ 476,671,565 |
Red Flags
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Company Information
FIORI FINANCIAL GROUP
Financial AdvisorCRD#: 318641Fort Lauderdale, FL 33316TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
