Daniel P. Tobin
Professional summary
Daniel P Tobin, who also goes by Dan Tobin, Daniel Patrick Tobin, Daniel Tobin, is a registered financial professional currently at CARSON GROUP BROKERAGE, LLC located in Omaha, Nebraska.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel P Tobin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2019 - Present
CARSON GROUP BROKERAGE, LLC
Office #1: 14600 Branch St, Omaha, NE 68154Office #2: 14600 Branch St, Omaha, NE 68154January 17, 2017 - April 10, 2018
CETERA WEALTH SERVICES, LLC
December 3, 2014 - January 19, 2017
LPL FINANCIAL LLC
February 11, 2011 - October 6, 2014
VOYA FINANCIAL ADVISORS, INC.
February 5, 2004 - February 2, 2011
QA3 FINANCIAL CORP.
May 14, 2002 - June 11, 2003
E*TRADE ADVISORY SERVICES, INC.
October 31, 2001 - June 11, 2003
E*TRADE SECURITIES LLC
September 26, 2001 - October 31, 2001
E*TRADE CLEARING LLC
March 23, 2001 - September 20, 2001
CITISTREET EQUITIES LLC
July 16, 1999 - January 24, 2001
J.P. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2019)
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(6/12/2019)
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(6/15/2021)
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(4/24/2019)
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(6/20/2019)
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(6/19/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CARSON GROUP BROKERAGE, LLC
CRD#: 293448 / SEC#: , 8-70089
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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Company Information
CARSON GROUP BROKERAGE, LLC
CRD#: 293448Omaha, NE 68154TRUST BUT VERIFY
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